DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tfo Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan L Crabb | Mariner BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Jun 2, 2026 |
| Michael Glenn Rinaldi | Enza Financial, LLC independent RIA | Tfo Wealth Partners independent RIA | RIA to RIA | Apr 3, 2026 | May 11, 2026 (38 d) |
| Matthew David Sheridan | Vanguard Advisers, Inc. BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 6, 2025 (126 d) |
| Nicholas Paul Cosentino | Key Investment Services LLC BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2023 | Sep 12, 2023 |
| Grant S Sims | Munn Wealth Management, LLC independent RIA | Tfo Wealth Partners independent RIA | RIA to RIA | Mar 30, 2022 | Apr 12, 2022 |
| Joshua David Rochon | Jdr Financial, LLC unclassified | Tfo Wealth Partners independent RIA | Other | Dec 2, 2021 | Dec 9, 2021 |
| Dejha Lee Krajcar | Fifth Third Securities, Inc. BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 | Jun 11, 2019 (39 d) |
| Sarah Ann Sherwin | Fifth Third Securities, Inc. BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Mar 15, 2019 |
| Chaz Robert Price | Raymond James Financial Services Advisors, Inc BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2019 | Feb 4, 2019 |
| Nina Marie Dipalma | One To One, LLC no RAUM | Tfo Wealth Partners other | Other | Apr 19, 2018 | Nov 13, 2017 |
| Christopher George Roditis | Edward Jones national BD | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2018 | Jul 26, 2018 (106 d) |
| Matthew S Klaess | Brookstone Wealth Advisors, LLC other | Tfo Wealth Partners other | Other | Mar 25, 2015 | Jan 20, 2015 |
| Erik Lawrence Krom | Brookstone Wealth Advisors, LLC other | Tfo Wealth Partners other | Other | Mar 25, 2015 | Jan 23, 2015 |
| Ryan Andrew Zelaski | Financial Telesis, Inc. other | Tfo Wealth Partners other | Other | Sep 18, 2014 | Oct 21, 2014 (33 d) |
| Stephanie Mary Smith-Tremoulis | LPL Financial LLC other | Tfo Wealth Partners other | Other | Jan 28, 2013 | Jun 26, 2014 (514 d) |
| Brady Michael Fineske | Walnut Street Securities, Inc. other | Tfo Wealth Partners other | Other | Sep 9, 2011 | Sep 1, 2011 |
| James Robert Herrick | Walnut Street Securities, Inc. other | Tfo Wealth Partners other | Other | Sep 9, 2011 | Sep 1, 2011 |
| Adam Matthew Lublin | Edward Jones national BD | Tfo Wealth Partners other | Other | May 10, 2011 | May 17, 2011 |
| Steven Joel Schwartz | LPL Financial LLC other | Tfo Wealth Partners other | Other | Apr 7, 2010 | Jan 19, 2010 |
| Michael Seth Miller | LPL Financial LLC other | Tfo Wealth Partners other | Other | Mar 8, 2010 | Jan 19, 2010 |
| Christopher Edward Erblich | LPL Financial LLC other | Tfo Wealth Partners other | Other | Jul 7, 2009 | Feb 17, 2010 (225 d) |
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21 moves match.