DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Interactive Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Austin HoltanCrown Capital Securities, L.P. BD affiliatedInteractive Financial Advisors otherOtherJan 24, 2024May 17, 2013
Michael Anthony ConticelliFirst Advisors National, LLC independent RIAInteractive Financial Advisors independent RIARIA to RIAJan 3, 2022Aug 5, 2022 (214 d)
Kenneth Clark WinegarGwn Securities Inc. BD affiliatedInteractive Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Oct 2, 2024 (1371 d)
Rowdee Jonathan TaylorAspen Capital Management LLC state registeredInteractive Financial Advisors independent RIAOtherJun 17, 2020Jun 6, 2022 (719 d)
Joshua Cole WeirTransamerica Financial Advisors, LLC BD affiliatedInteractive Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2019Aug 12, 2019
Charles Anthony TruhlarGebhardt Group, Inc independent RIAInteractive Financial Advisors otherOtherDec 3, 2018Mar 9, 2017
Gary M TsujimotoGary M Tsujimoto unclassifiedInteractive Financial Advisors otherOtherOct 30, 2017Apr 22, 2005
Kara Maia MillerGlobal Investment Advisors, LLC unclassifiedInteractive Financial Advisors otherOtherSep 13, 2016Jan 5, 2017 (114 d)
Joshua Jon CrowePruco Securities, LLC otherInteractive Financial Advisors otherOtherJan 29, 2016Jan 29, 2018 (731 d)
Mark Allen BertrangBrooklight Place Securities, Inc. unclassifiedInteractive Financial Advisors otherOtherDec 31, 2015Jan 4, 2016
Amy Lynn BuikemaBrooklight Place Securities, Inc. unclassifiedInteractive Financial Advisors otherOtherDec 31, 2015May 6, 2016 (127 d)
Aaron Daniel PughStrategic Advisers LLC national BDInteractive Financial Advisors otherOtherApr 30, 2014Jun 25, 2014 (56 d)
Steven Lowell SmithFinancial West Group otherInteractive Financial Advisors otherOtherDec 31, 2013Nov 21, 2016 (1056 d)
Daniel Thomas GoodwinMML Investors Services, LLC otherInteractive Financial Advisors otherOtherDec 13, 2013Nov 16, 2016 (1069 d)
Phillip Joseph RandazzoSurevest Wealth Management independent RIAInteractive Financial Advisors otherOtherMay 24, 2013May 21, 2013
Marcus Matthew Bauman1st Global Advisors Inc otherInteractive Financial Advisors otherOtherOct 19, 2012Jul 30, 2013 (284 d)
Sandra Renee LackmanCentaurus Financial, Inc. otherInteractive Financial Advisors otherOtherDec 31, 2010May 11, 2011 (131 d)
Warren Olcott CurtisGreat American Advisors, Inc. otherInteractive Financial Advisors otherOtherAug 4, 2010May 2, 2005
Nathan George BeckerWells Fargo Investments, LLC unclassifiedInteractive Financial Advisors independent RIAOtherJul 27, 2010Apr 23, 2025 (5384 d)
Douglas Edward JonesMML Investors Services, LLC otherInteractive Financial Advisors otherOtherMay 4, 2010May 4, 2010
Mark Lee NawrockiLPL Financial LLC otherInteractive Financial Advisors otherOtherDec 3, 2009Feb 15, 2017 (2631 d)
Maritza NevarezCetera Advisor Networks LLC otherInteractive Financial Advisors otherOtherNov 30, 2009Jul 2, 2010 (214 d)
Matthew Dustin HoodWoodbury Financial Services, Inc. otherInteractive Financial Advisors otherOtherAug 3, 2009Jan 5, 2017 (2712 d)
Kenneth Wayne ZieglerCountry Trust Bank unclassifiedInteractive Financial Advisors otherOtherJul 27, 2007Apr 15, 2010 (993 d)
Daniel Paul SiffermannCountry Trust Bank unclassifiedInteractive Financial Advisors otherOtherJul 27, 2007Apr 15, 2010 (993 d)
Gregory Sterling GaleCountry Trust Bank unclassifiedInteractive Financial Advisors otherOtherJul 27, 2007Apr 15, 2010 (993 d)
Craig Curtis AldenGreat American Advisors, Inc. otherInteractive Financial Advisors otherOtherDec 8, 2006Dec 18, 2006
Shannon Leigh Coady-RogersMorgan Stanley & Co. LLC unclassifiedInteractive Financial Advisors otherOtherOct 10, 2005Mar 28, 2008 (900 d)
Mark Thomas JohnsonGreat American Advisors, Inc. otherInteractive Financial Advisors otherOtherApr 28, 2005Apr 28, 2005
Oduardo Salvador PeriuPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherMar 9, 2005Feb 16, 2005
Paul Allan BranshawPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherMar 9, 2005Feb 16, 2005
Warren Stephen McclellanPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherMar 9, 2005Feb 16, 2005
Patricia Mary LorisPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherMar 9, 2005Feb 16, 2005
Jerry Lee HaynesPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherFeb 28, 2005Jun 28, 2006 (485 d)
Robert L. CoxPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherFeb 23, 2005Feb 23, 2005
Robert E. LainePmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherFeb 23, 2005Feb 23, 2005
Jacques C CuretonPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherFeb 23, 2005Feb 23, 2005
Thomas Alexander ElyPmg Asset Management Inc unclassifiedInteractive Financial Advisors otherOtherFeb 22, 2005Feb 22, 2005
Charles Dean JohnsonPmg Securities Corporation unclassifiedInteractive Financial Advisors otherOtherDec 31, 2004May 25, 2004
Joanne Marie WoiteshekPmg Securities Corporation unclassifiedInteractive Financial Advisors otherOtherDec 31, 2004Feb 26, 2003
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40 moves match.