DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Essex Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John CostelloWealth Enhancement Advisory Services, LLC BD affiliatedEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2026Mar 2, 2026
Jeffrey Wendell JonesFci Advisors mixed wealthEssex Financial Services, Inc. independent RIARIA to RIAJan 28, 2025May 28, 2025 (120 d)
Gabriel M FlugradAmeriprise Financial Services, LLC national BDEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2025Apr 21, 2025 (84 d)
Nancy StillmanCommonwealth Financial Network national BDEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2024Aug 23, 2024
Susan K RothCommonwealth Financial Network national BDEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2024Apr 30, 2024
Nauman Karim RanaOpal Wealth Advisors, LLC independent RIAEssex Financial Services, Inc. independent RIARIA to RIAApr 3, 2024Apr 1, 2024
Jeffrey Kohl LudkaLighthouse Financial Management, LLC independent RIAEssex Financial Services, Inc. independent RIARIA to RIAJan 2, 2024Jan 9, 2024
Joanne GautrauMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEssex Financial Services, Inc. independent RIAWirehouse to independent RIASep 6, 2022Sep 12, 2022
Kevin Joseph LoobyB. Riley Wealth Advisors, Inc. BD affiliatedEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 26, 2022Jan 24, 2022
Owen W BregmanCambridge Investment Research Advisors, Inc. BD affiliatedEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2021Feb 28, 2022 (87 d)
Anthony Joseph VocalinaSpc BD affiliatedEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2021Aug 2, 2021
Nancy StillmanCommonwealth Financial Network national BDEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2021Aug 2, 2021
Courtney Hughes WalshJanney Montgomery Scott LLC BD affiliatedEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2021Jun 18, 2021
Jacqueline SteczkowskiPeople'S United Advisors, Inc. mixed wealthEssex Financial Services, Inc. independent RIARIA to RIAApr 6, 2021Apr 20, 2021
Dave Richard DelfinoStrategic Advisers LLC national BDEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2018Jun 4, 2018
Nicholas Luke NaumannStrategic Advisers LLC national BDEssex Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2018Nov 13, 2018 (211 d)
Emily Laurel BordeauOsaic Institutions, Inc. otherEssex Financial Services, Inc. otherOtherSep 28, 2017Oct 3, 2017
John Patrick HanniganStrategic Advisers LLC national BDEssex Financial Services, Inc. otherOtherSep 14, 2017Sep 7, 2017
Sean Francis FlynnApella Wealth otherEssex Financial Services, Inc. otherOtherMar 13, 2017Mar 13, 2017
Kevin Joseph LoobyStrategic Advisers LLC national BDEssex Financial Services, Inc. otherOtherApr 25, 2016May 4, 2016
Emanuel Andres Romero-ViciniConcourse Financial Group Advisors otherEssex Financial Services, Inc. otherOtherMar 30, 2016May 3, 2016 (34 d)
Kevin Joseph NolanWealthspire Advisors otherEssex Financial Services, Inc. otherOtherMar 24, 2014Apr 21, 2014
Robert J. MarcinekOsaic Fa, Inc. otherEssex Financial Services, Inc. otherOtherAug 9, 2013Jul 31, 2013
Michael R LariviereStrategic Advisers LLC national BDEssex Financial Services, Inc. otherOtherAug 6, 2013Aug 8, 2013
Nathaniel Francis MorrisVoya Financial Advisors, Inc. otherEssex Financial Services, Inc. otherOtherMay 29, 2013Jun 3, 2013
Anthony Joseph FortunaDominari Securities LLC otherEssex Financial Services, Inc. otherOtherMay 31, 2011May 31, 2011
Colin Michael DuganDiastole Wealth Management otherEssex Financial Services, Inc. otherOtherJun 22, 2010Jun 30, 2010
William Timothy FurguesonMorgan Stanley wirehouseEssex Financial Services, Inc. otherOtherApr 26, 2010Jun 22, 2011 (422 d)
David Francis LamayStrategic Advisers LLC national BDEssex Financial Services, Inc. otherOtherMar 16, 2010Mar 15, 2010
Anthony Gennaro RussoTd Wealth Management Services Inc. unclassifiedEssex Financial Services, Inc. otherOtherFeb 25, 2010Mar 2, 2010
David Cummings DonaldsonTd Wealth Management Services Inc. unclassifiedEssex Financial Services, Inc. otherOtherFeb 19, 2010Mar 2, 2010
Robert Santino PaolucciBanc Of America Investment Services, Inc. unclassifiedEssex Financial Services, Inc. otherOtherJun 17, 2009Jun 16, 2009
Justin WalshBanc Of America Investment Services, Inc. unclassifiedEssex Financial Services, Inc. otherOtherMar 25, 2009May 22, 2009 (58 d)
Charles Robert CumelloStrategic Advisers LLC national BDEssex Financial Services, Inc. otherOtherMar 13, 2009Mar 24, 2009
James Michael SullivanStrategic Advisers LLC national BDEssex Financial Services, Inc. otherOtherFeb 19, 2009Apr 20, 2009 (60 d)
Stephen Worth BatesBanc Of America Investment Services, Inc. unclassifiedEssex Financial Services, Inc. otherOtherSep 4, 2008Sep 5, 2008
Clark Johnson SturtevantCitigroup Global Markets Inc. otherEssex Financial Services, Inc. otherOtherJul 1, 2008Jun 20, 2008
Tyler Westervelt PottsStrategic Advisers LLC national BDEssex Financial Services, Inc. otherOtherJul 1, 2004Jun 15, 2004
Lisa B McminnMorgan Stanley Dw Inc. unclassifiedEssex Financial Services, Inc. otherOtherMar 29, 2004Apr 19, 2004
Joseph Addison McarawRaymond James Financial Services, Inc. unclassifiedEssex Financial Services, Inc. otherOtherNov 19, 2003Nov 25, 2003
Theresa Vivian DonatelliRaymond James Financial Services, Inc. unclassifiedEssex Financial Services, Inc. otherOtherNov 19, 2003Nov 18, 2003
Michael Ray GulaRaymond James Financial Services, Inc. unclassifiedEssex Financial Services, Inc. otherOtherNov 7, 2003Nov 6, 2003
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42 moves match.