DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heritage Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mikai Evan Thomas | Elevate Financial Planning And Wealth Management independent RIA | Heritage Wealth Advisors independent RIA | RIA to RIA | Aug 28, 2025 | Aug 17, 2026 (354 d) |
| Jason Ryan Barbera | Equilibrium Ventures, LLC mixed wealth | Heritage Wealth Advisors independent RIA | RIA to RIA | Dec 11, 2024 | Mar 5, 2025 (84 d) |
| Sara Frazier Gochenour | Nasdaq Dorsey Wright mixed wealth | Heritage Wealth Advisors independent RIA | RIA to RIA | Jan 23, 2024 | Jul 7, 2025 (531 d) |
| Aaron Marten Zitalone | Raymond James & Associates, Inc. national BD | Heritage Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2023 | Feb 28, 2023 (40 d) |
| Robert Joseph Palmer | Hefren-Tillotson, Inc. independent RIA | Heritage Wealth Advisors independent RIA | RIA to RIA | Mar 16, 2022 | Apr 4, 2022 |
| Charlotte N Fox | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Heritage Wealth Advisors independent RIA | Wirehouse to independent RIA | Jan 18, 2022 | Feb 10, 2022 |
| Kaitlyn Jo Kocuba | Hefren-Tillotson, Inc. independent RIA | Heritage Wealth Advisors independent RIA | RIA to RIA | Aug 6, 2021 | Sep 1, 2021 |
| Daniel Albert Rowe | Cetera Investment Advisers LLC BD affiliated | Heritage Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2020 | Feb 6, 2020 (35 d) |
| Jeffrey M Law | Charles Schwab & Co., Inc. national BD | Heritage Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2017 | Mar 30, 2018 (254 d) |
| Joshua Ryan Togger | Northwestern Mutual Investment Services,LLC no RAUM | Heritage Wealth Advisors independent RIA | Other | Jun 17, 2016 | Dec 6, 2018 (902 d) |
| Jonathan Michael Fortin | Firstrust other | Heritage Wealth Advisors independent RIA | Other | Dec 21, 2015 | Feb 15, 2019 (1152 d) |
| Daniel Fralin Powell | Godsey & Gibb Wealth Management other | Heritage Wealth Advisors other | Other | Jan 24, 2014 | Feb 5, 2014 |
| Matthew Tyler Williams | Rtd Financial Advisors Inc other | Heritage Wealth Advisors other | Other | Aug 28, 2013 | Sep 6, 2013 |
| John Gwyn Jordan | Eagle Asset Management Inc other | Heritage Wealth Advisors other | Other | Sep 26, 2012 | Oct 9, 2012 |
| Delores Ann Remo | Cary Street Partners other | Heritage Wealth Advisors other | Other | Nov 27, 2006 | Mar 19, 2013 (2304 d) |
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15 moves match.