DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dai Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Goolsby | Sowell Management independent RIA | Dai Wealth, LLC independent RIA | RIA to RIA | Jan 5, 2026 | Jan 2, 2026 |
| Rod Paul Olson | Berthel Fisher & Company Financial Services, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Jan 4, 2026 |
| David Stephen Ulm | Frontier Asset Management, LLC mixed wealth | Dai Wealth, LLC independent RIA | RIA to RIA | Mar 4, 2025 | Jan 27, 2025 |
| Justin Scott Mackie | Arete Wealth Advisors, LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2024 | May 29, 2024 |
| Amy Jennifer Fosbenner | Concorde Asset Management, LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 2, 2024 |
| Leslie Penka | Expand Financial, LLC institutional | Dai Wealth, LLC independent RIA | Other | Dec 15, 2023 | Jan 2, 2024 |
| Connor Seedall | Arete Wealth Advisors, LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2023 | Nov 9, 2023 |
| Joey Dale Miller | Arete Wealth Advisors, LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Nov 29, 2023 |
| Martin Charles O'Shaughnessy | Assetmark, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Aug 4, 2023 (52 d) |
| Jason Anthony Mullins | Scf Investment Advisors, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Dec 21, 2022 |
| Isaac Ortiz | Scf Investment Advisors, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Dec 19, 2022 |
| Codie Tiffin | Scf Investment Advisors, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Dec 19, 2022 |
| John R Martin | Fsc Securities Corporation BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Oct 10, 2022 |
| Robert W Tanhoff | Park Avenue Securities LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | Apr 29, 2022 |
| Jonathan R Creighton | Concorde Asset Management, LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2020 | Apr 22, 2021 (464 d) |
| Candace Brown | Investacorp Advisory Services Inc BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2019 | Sep 20, 2019 |
| Kimberly Borst | Edward Jones national BD | Dai Wealth, LLC other | Other | Apr 14, 2016 | Mar 29, 2017 (349 d) |
| Kyle Michael Koch | Shamrock Asset Management LLC other | Dai Wealth, LLC other | Other | Dec 1, 2015 | Jul 18, 2017 (595 d) |
| Joseph Gerard Michaletz | Transamerica Financial Advisors, Inc. unclassified | Dai Wealth, LLC other | Other | May 2, 2006 | Dec 16, 2013 (2785 d) |
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19 moves match.