DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Asset Strategy Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Christopher SargentStrategic Advisers LLC national BDAsset Strategy Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 31, 2025Jan 23, 2026 (84 d)
Kaelan C FitzpatrickFidelity Personal And Workplace Advisors BD affiliatedAsset Strategy Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 15, 2024Jul 3, 2024 (49 d)
Peter DohertyPark Avenue Securities LLC BD affiliatedAsset Strategy Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 21, 2023Mar 27, 2023
Timothy Joseph BlackHays Financial Group, LLC institutionalAsset Strategy Advisors, LLC mixed wealthOtherAug 9, 2022Jul 17, 2024 (708 d)
Bruce Woodman HardyPri Financial Advisors, Inc. otherAsset Strategy Advisors, LLC mixed wealthOtherOct 7, 2020Aug 31, 2020
David Christopher O'BrienMorgan Stanley wirehouseAsset Strategy Advisors, LLC mixed wealthWirehouse to independent RIAAug 20, 2019Aug 28, 2019
John David GentryGlobal Retirement Partners LLC institutionalAsset Strategy Advisors, LLC mixed wealthOtherMay 17, 2019May 29, 2019
Sean David WhalenRadius Capital Management, LLC unclassifiedAsset Strategy Advisors, LLC otherOtherFeb 14, 2018Feb 12, 2018
Richard Robert RacineTriad Advisors, LLC otherAsset Strategy Advisors, LLC otherOtherMay 20, 2015May 22, 2015
Kathryn A ZimmermanAdvice And Planning Services otherAsset Strategy Advisors, LLC otherOtherApr 29, 2015May 20, 2015
Matthew Vassar PierceAsset Strategy Consultants LLC otherAsset Strategy Advisors, LLC otherOtherNov 20, 2013May 20, 2015 (546 d)
Stacy Stephen HeistandCetera Advisor Networks LLC otherAsset Strategy Advisors, LLC otherOtherMay 31, 2007Jul 9, 2007 (39 d)
Clark Gregory FreseInvesmart Advisors Inc unclassifiedAsset Strategy Advisors, LLC otherOtherJun 16, 2003May 25, 2006 (1074 d)
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13 moves match.