DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Public Safety Financial/Galloway

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Johnny Ray HernandezMartinsen Wealth Management independent RIAPublic Safety Financial/Galloway independent RIARIA to RIAMar 10, 2026Apr 22, 2026 (43 d)
Brian Dean JuttingVanguard Advisers, Inc. BD affiliatedPublic Safety Financial/Galloway independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2024Aug 16, 2024
John T HendersonLPL Financial LLC BD affiliatedPublic Safety Financial/Galloway independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2023Oct 18, 2023
Joseph Alan TurleyMorgan Stanley wirehousePublic Safety Financial/Galloway independent RIAWirehouse to independent RIAMay 8, 2020May 28, 2021 (385 d)
Joe Henry ConnellCambridge Investment Research Advisors, Inc. otherPublic Safety Financial/Galloway otherOtherDec 23, 2014Jan 13, 2015
Carlyn J BouchardUBS Financial Services Inc. wirehousePublic Safety Financial/Galloway otherOtherSep 4, 2014Dec 10, 2014 (97 d)
Shane Michael KnollJ.P. Morgan Securities LLC wirehousePublic Safety Financial/Galloway otherOtherJul 23, 2013Oct 3, 2013 (72 d)
Michael A AcevedoSpc otherPublic Safety Financial/Galloway otherOtherFeb 8, 2013Feb 14, 2013
Ross Daniel EmmerMissionsquare Retirement otherPublic Safety Financial/Galloway otherOtherSep 5, 2012Sep 11, 2012
Magdalena EberhardtCetera Advisors LLC otherPublic Safety Financial/Galloway otherOtherJun 27, 2008Jul 15, 2008
Michael Jeffrey GallowayCetera Advisors LLC otherPublic Safety Financial/Galloway otherOtherJun 27, 2008Jul 20, 2006
Brian Joseph RellihanCetera Advisors LLC otherPublic Safety Financial/Galloway otherOtherJun 27, 2008Jul 21, 2008
Christopher Alan HoerchlerCetera Advisors LLC otherPublic Safety Financial/Galloway otherOtherJun 27, 2008Jul 7, 2008
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13 moves match.