| Scott Nathaniel Brody | Alpha Capital Research, LLC other | Highline Wealth Management, LLC other | Other | Dec 5, 2019 | Apr 30, 2013 |
| Dmitriy Katsnelson | Fortigent, LLC other | Highline Wealth Management, LLC other | Other | May 26, 2015 | Jun 3, 2015 |
| Michael Alan Ness | Rembert Pendleton Jackson other | Highline Wealth Management, LLC other | Other | Mar 6, 2015 | Jul 26, 2012 |
| Max Joseph Meltzer | Convergent Wealth Advisors, LLC other | Highline Wealth Management, LLC other | Other | Nov 11, 2014 | Nov 18, 2014 |
| Myka Bradley Koenen | United Capital Financial Advisors other | Highline Wealth Management, LLC other | Other | Aug 5, 2014 | Sep 17, 2014 (43 d) |
| Michael T Moriarty | Morgan Stanley wirehouse | Highline Wealth Management, LLC other | Other | Dec 2, 2013 | Dec 6, 2013 |
| Aviva Shrock Pinto | Hillview Capital Advisors, LLC other | Highline Wealth Management, LLC other | Other | Feb 22, 2012 | Sep 19, 2013 (575 d) |
| Howard Paul Offit | Capital Investment Advisors other | Highline Wealth Management, LLC other | Other | Jan 11, 2012 | Dec 23, 2013 (712 d) |
| Michele Gabrielle Walthert | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Highline Wealth Management, LLC other | Other | May 3, 2011 | May 27, 2011 |
| Elizabeth Steiner Clough | Independence Wealth Advisors Inc. other | Highline Wealth Management, LLC other | Other | Apr 4, 2011 | Apr 25, 2011 |
| Christopher Geddy Hill | Convergent Wealth Advisors, LLC other | Highline Wealth Management, LLC other | Other | Mar 25, 2011 | Apr 5, 2011 |
| Gary Richard Sobelman | Convergent Wealth Advisors, LLC other | Highline Wealth Management, LLC other | Other | Dec 31, 2009 | Jan 19, 2010 |
| Lindsay Garland Shetterly | Convergent Wealth Advisors, LLC other | Highline Wealth Management, LLC other | Other | Jan 5, 2009 | Jan 28, 2009 |
| William Brian Schwartz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Highline Wealth Management, LLC other | Other | Mar 13, 2008 | Mar 13, 2008 |
| Ashley Elyse Iddings | Convergent Wealth Advisors, LLC other | Highline Wealth Management, LLC other | Other | Nov 29, 2007 | May 2, 2008 (155 d) |
| Anthony Stanley Waskiewicz | Meltzer Wealth Management unclassified | Highline Wealth Management, LLC other | Other | Apr 11, 2007 | Mar 27, 2007 |
| Megan Ann Bleil | Meltzer Wealth Management unclassified | Highline Wealth Management, LLC other | Other | Apr 11, 2007 | Mar 27, 2007 |
| Timothy Richard Hughes | Lydian Wealth Management Company, LLC unclassified | Highline Wealth Management, LLC other | Other | Jan 12, 2007 | Mar 27, 2007 (74 d) |
| Michael Joseph Sellers | Ameriprise Financial Services, LLC national BD | Highline Wealth Management, LLC other | Other | Aug 8, 2002 | Apr 20, 2007 (1716 d) |