DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at O'Shaughnessy Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mohammed Azizur MiahUBS Financial Services Inc. wirehouseO'Shaughnessy Asset Management, LLC independent RIAWirehouse to independent RIAOct 14, 2025Oct 20, 2025
Anthony Jordan GarbarinoFisher Investments independent RIAO'Shaughnessy Asset Management, LLC independent RIARIA to RIAJun 9, 2025Sep 23, 2025 (106 d)
John Edward ShetterlyOsaic Wealth, Inc. BD affiliatedO'Shaughnessy Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2025Mar 31, 2025
Andrew John DillonEaton Vance Management asset managerO'Shaughnessy Asset Management, LLC independent RIAOtherSep 17, 2024Oct 7, 2024
Mary ErwinRussell Investments otherO'Shaughnessy Asset Management, LLC independent RIAOtherMay 13, 2024Sep 29, 2025 (504 d)
Jamie A ZelemClearbridge Investments, LLC mixed wealthO'Shaughnessy Asset Management, LLC mixed wealthRIA to RIAOct 3, 2023Oct 4, 2023
William Alfred CarinciMML Investors Services, LLC BD affiliatedO'Shaughnessy Asset Management, LLC mixed wealthAffiliated broker-dealer or bank to independent RIADec 6, 2022Mar 10, 2023 (94 d)
Roger Nmn ParadisoFinancial Guard, LLC independent RIAO'Shaughnessy Asset Management, LLC mixed wealthRIA to RIANov 30, 2022Jul 22, 2022
Andrea Marie OloughlinUBS Financial Services Inc. wirehouseO'Shaughnessy Asset Management, LLC mixed wealthWirehouse to independent RIAJun 6, 2022Jun 13, 2022
Julie Anne Marie Samaniego VillenaStifel, Nicolaus & Company, Incorporated national BDO'Shaughnessy Asset Management, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 22, 2022Jul 21, 2023 (486 d)
Kristen Sue ClarkEaton Vance Management asset managerO'Shaughnessy Asset Management, LLC mixed wealthOtherMar 8, 2022Apr 5, 2022
Thomas Patrick CanalsDimensional Fund Advisors LP asset managerO'Shaughnessy Asset Management, LLC mixed wealthOtherJan 6, 2022Sep 9, 2022 (246 d)
Christian Frederick BoinskeDimensional Fund Advisors LP asset managerO'Shaughnessy Asset Management, LLC mixed wealthOtherMay 12, 2021Jan 27, 2023 (625 d)
Patrick J McstayMorgan Stanley wirehouseO'Shaughnessy Asset Management, LLC otherOtherMar 31, 2015Mar 30, 2015
James Wesley BabsonOak Ridge Investments, LLC otherO'Shaughnessy Asset Management, LLC otherOtherMar 17, 2014Feb 12, 2014
Mark Joseph HebekaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseO'Shaughnessy Asset Management, LLC mixed wealthWirehouse to independent RIANov 21, 2013Apr 10, 2023 (3427 d)
Mark Ray VernonVan Kampen Advisors Inc unclassifiedO'Shaughnessy Asset Management, LLC otherOtherJun 4, 2010Apr 24, 2013 (1055 d)
Scott Michael BartoneJ.P. Morgan Securities LLC wirehouseO'Shaughnessy Asset Management, LLC otherOtherMay 30, 2008Jun 2, 2008
Lenny CastagnaBear Stearns Asset Management Inc. otherO'Shaughnessy Asset Management, LLC otherOtherApr 9, 2008Jan 25, 2008
Christopher Stratton LovelessBear Stearns Asset Management Inc. otherO'Shaughnessy Asset Management, LLC otherOtherJan 2, 2008Nov 23, 2007
Ari Mark RosenbaumBear Stearns Asset Management Inc. otherO'Shaughnessy Asset Management, LLC otherOtherJul 11, 2007Nov 21, 2007 (133 d)
Page 1 of 1
21 moves match.