DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sendero Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Olan YagerCapital Client Group, Inc. no RAUMSendero Wealth Management, LLC independent RIAOtherJun 30, 2025Jul 7, 2025
George Harry WatsonCapital Creek Partners independent RIASendero Wealth Management, LLC independent RIARIA to RIAApr 15, 2025Apr 23, 2025
Gloria CisnerosBroadway Wealth Solutions independent RIASendero Wealth Management, LLC independent RIARIA to RIAMay 7, 2024May 15, 2024
Matthew Andrew ThompsonFrost Investment Services BD affiliatedSendero Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2024May 2, 2024
Jared Lynn HuntSunbelt Securities BD affiliatedSendero Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2024Apr 25, 2024
Stephen Foster BellExencial Wealth Advisors independent RIASendero Wealth Management, LLC independent RIARIA to RIADec 15, 2023Feb 29, 2024 (76 d)
Lee Anne PrzybylaFacet independent RIASendero Wealth Management, LLC independent RIARIA to RIAOct 31, 2023Jan 24, 2024 (85 d)
Alan Nataniel GonzalezVanguard Advisers, Inc. BD affiliatedSendero Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2022Jan 17, 2023 (32 d)
Eric Michael GallardoFrost Investment Advisors, LLC asset managerSendero Wealth Management, LLC independent RIAOtherAug 23, 2021Apr 18, 2024 (969 d)
Garrick G RuizUsaa Investment Services Company BD affiliatedSendero Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2017May 15, 2018 (165 d)
Gregory Edward MuensterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSendero Wealth Management, LLC independent RIAWirehouse to independent RIAMay 9, 2017Dec 16, 2020 (1317 d)
Todd Christopher WnukUsaa Financial Planning Services no RAUMSendero Wealth Management, LLC independent RIAOtherMay 30, 2014Jan 25, 2024 (3527 d)
Colin James BoddickerFortitude Advisory Group L.L.C. otherSendero Wealth Management, LLC otherOtherJun 14, 2013Jul 2, 2013
Edwin Charles KreuselMastrapasqua Asset Management unclassifiedSendero Wealth Management, LLC independent RIAOtherJul 21, 2009Jul 7, 2025 (5830 d)
Scott Rogers McmillianHitherlane Partners, LLC unclassifiedSendero Wealth Management, LLC otherOtherJan 2, 2008Jan 25, 2008
Tara Danette MaxwellHitherlane Partners, LLC unclassifiedSendero Wealth Management, LLC otherOtherJan 2, 2008Jan 25, 2008
Frederick Warren MiddletonHitherlane Partners, LLC unclassifiedSendero Wealth Management, LLC otherOtherDec 5, 2007Dec 5, 2007
Richard Tyler DaviesWaddell & Reed otherSendero Wealth Management, LLC otherOtherAug 16, 2005Jul 23, 2015 (3628 d)
Julie K GerronDiscovery Management, Ltd. unclassifiedSendero Wealth Management, LLC independent RIAOtherJan 7, 2004Aug 10, 2023 (7155 d)
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19 moves match.