DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Riverfront Investment Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Tanner MeckCetera Investment Advisers LLC BD affiliatedRiverfront Investment Group, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 17, 2026May 13, 2026 (57 d)
Derek Knight DeoulRaymond James & Associates, Inc. national BDRiverfront Investment Group, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 19, 2026Jun 11, 2026 (112 d)
Liana Jean OneilKestra Advisory Services, LLC BD affiliatedRiverfront Investment Group, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 31, 2020May 19, 2023 (1144 d)
Sierra Meredith JonesNorthern Trust Investments, Incorporated asset managerRiverfront Investment Group, LLC mixed wealthOtherNov 26, 2019Dec 12, 2019
Alan Christopher BaldwinPutnam Investment Management, LLC otherRiverfront Investment Group, LLC otherOtherJun 29, 2017Jul 14, 2017
Erynn Danae MenefeeWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherApr 3, 2017Apr 24, 2017
Bradford Duane WilliamsWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherMar 15, 2016May 3, 2016 (49 d)
Jacqueline Marie CarricoMorgan Stanley wirehouseRiverfront Investment Group, LLC otherOtherJan 4, 2016Jul 5, 2017 (548 d)
Catherine Michaux Chewning AtwoodWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherMar 23, 2015Apr 30, 2015 (38 d)
William Scott HaysAvery Street Capital, LLC unclassifiedRiverfront Investment Group, LLC otherOtherDec 31, 2014Aug 24, 2015 (236 d)
Bradford Adam WearMorgan Stanley wirehouseRiverfront Investment Group, LLC otherOtherFeb 19, 2013Apr 5, 2013 (45 d)
Brian Eric GlavinJanney Montgomery Scott LLC otherRiverfront Investment Group, LLC otherOtherJan 4, 2012Mar 1, 2012 (57 d)
Brian Thomas GaertnerRobert W. Baird & Co. Incorporated otherRiverfront Investment Group, LLC otherOtherAug 25, 2011May 3, 2012 (252 d)
Thomas Rutherfoord FergusonWealthcare Capital Management LLC otherRiverfront Investment Group, LLC otherOtherOct 18, 2010Oct 27, 2010
Stuart Miller PorterfieldCapitol Securities Management, Inc. otherRiverfront Investment Group, LLC otherOtherSep 10, 2010Oct 21, 2010 (41 d)
Kevin Lamont NicholsonWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherJun 16, 2010Jul 9, 2010
Timothy Edwin AndersonWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherJun 10, 2008Jun 10, 2008
William Peter RyderWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherJun 10, 2008Jun 10, 2008
Wendy Lee KernsWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherJun 10, 2008Jun 10, 2008
Karrie Burnham SouthallWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherJun 10, 2008Jun 10, 2008
Christopher John KonstantinosWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherJun 10, 2008Jun 10, 2008
Roderick Arthur SmythWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherApr 10, 2008Mar 31, 2008
Douglas Alan SandlerWells Fargo Advisors wirehouseRiverfront Investment Group, LLC otherOtherApr 10, 2008Mar 31, 2008
Peter John QuinnDavenport & Company LLC otherRiverfront Investment Group, LLC otherOtherSep 10, 2007Mar 31, 2008 (203 d)
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24 moves match.