DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Marshall Financial Group LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rodney Dale DirTlg Advisors, Inc. BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2026Jun 24, 2026 (72 d)
Thomas Andrew AraszBmore Financially Fit unclassifiedThe Marshall Financial Group LLC independent RIAOtherDec 31, 2025Dec 26, 2025
Denton Penn LaneFarther independent RIAThe Marshall Financial Group LLC independent RIARIA to RIAAug 22, 2025Sep 12, 2025
Christopher Nelson BarnesStrategic Advisers LLC national BDThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2025May 7, 2025
Robin Stacey HouseOur House Wealth Advisors unclassifiedThe Marshall Financial Group LLC independent RIAOtherApr 21, 2025Jul 12, 2024
Mary Agnes BaroneMutual Advisors, LLC BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2025Dec 16, 2025 (265 d)
Tyler KangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Marshall Financial Group LLC independent RIAWirehouse to independent RIAMar 26, 2025Apr 30, 2025 (35 d)
Kyle Austin LevickasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Marshall Financial Group LLC independent RIAWirehouse to independent RIAJan 28, 2025Aug 14, 2025 (198 d)
Cheryl L. StuartCommonwealth Financial Network national BDThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2024Sep 2, 2024
James Henry Franklin WilliamsonT. Rowe Price Associates, Inc. asset managerThe Marshall Financial Group LLC independent RIAOtherJun 12, 2024Jul 2, 2024
David Austin GasperMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Marshall Financial Group LLC independent RIAWirehouse to independent RIAJun 10, 2024Jul 12, 2024 (32 d)
Amy Elizabeth SommersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Marshall Financial Group LLC independent RIAWirehouse to independent RIAJun 7, 2021Aug 9, 2021 (63 d)
Richard Hansford DixSsn Advisory, Inc. BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Mar 1, 2018
Drew GressSsn Advisory, Inc. BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Feb 28, 2018
Sheryl Diane ParksSsn Advisory, Inc. BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2020Nov 20, 2020 (98 d)
Bradley Taliaferro CloughJanney Montgomery Scott LLC BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 9, 2019Jun 1, 2019
Agostino Anthony PuglieseBaltimore-Washington Financial Advisors otherThe Marshall Financial Group LLC independent RIAOtherSep 28, 2015Oct 2, 2015
John Russell ArmstrongPruco Securities, LLC otherThe Marshall Financial Group LLC independent RIAOtherJan 24, 2012Jul 14, 2022 (3824 d)
Peter Andrew MarshallSsn Advisory, Inc. otherThe Marshall Financial Group LLC independent RIAOtherJul 31, 2008May 14, 2008
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19 moves match.