DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vectorglobal Iag, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alberto ValdesAlterna Wealth Management, Inc. independent RIAVectorglobal Iag, Inc. independent RIARIA to RIAFeb 11, 2025Feb 12, 2025
Vanessa Nicole ElkinsMorgan Stanley wirehouseVectorglobal Iag, Inc. independent RIAWirehouse to independent RIANov 18, 2024Nov 4, 2024
Ammar Said Abu-LughodMorgan Stanley wirehouseVectorglobal Iag, Inc. independent RIAWirehouse to independent RIANov 5, 2024Nov 21, 2024
Isaac Isaias Gomez WolfCompass Group Investments Solutions LLC independent RIAVectorglobal Iag, Inc. independent RIARIA to RIAOct 15, 2024Jan 2, 2025 (79 d)
Simon Correa VanegasCredicorp Capital Advisors LLC mixed wealthVectorglobal Iag, Inc. independent RIARIA to RIAJun 11, 2024Jun 28, 2024
Rafael Felipe Gomez GutierrezBanorte Asset Management, Inc. mixed wealthVectorglobal Iag, Inc. independent RIARIA to RIADec 19, 2023Jun 19, 2024 (183 d)
Andre Filipe Da Silva ReidBulltick Wealth Management, LLC independent RIAVectorglobal Iag, Inc. independent RIARIA to RIAApr 10, 2023May 3, 2023
Luis M FernandezSeaview Investment Managers LLC asset managerVectorglobal Iag, Inc. independent RIAOtherMar 23, 2023Mar 10, 2022
Juan Carlos Sanchez CostesUBS Financial Services Inc. wirehouseVectorglobal Iag, Inc. independent RIAWirehouse to independent RIAFeb 9, 2023Jan 27, 2023
Michael RicciardiCitigroup Global Markets Inc. BD affiliatedVectorglobal Iag, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2021Oct 1, 2021
Leon Rafael AlvarezWells Fargo Advisors wirehouseVectorglobal Iag, Inc. independent RIAWirehouse to independent RIASep 17, 2021Sep 24, 2021
Juan Manuel Ramos FernandezWells Fargo Advisors wirehouseVectorglobal Iag, Inc. independent RIAWirehouse to independent RIAJul 7, 2021Jul 20, 2021
Paulina MerinoAlterna Wealth Management, Inc. independent RIAVectorglobal Iag, Inc. independent RIARIA to RIAApr 20, 2021May 18, 2021
Melvin SaballosInsight Securities, Inc. mixed wealthVectorglobal Iag, Inc. independent RIARIA to RIAJun 2, 2020Jun 8, 2020
Carlos Arturo MoralesUBS Financial Services Inc. wirehouseVectorglobal Iag, Inc. otherOtherMay 5, 2017Jul 18, 2017 (74 d)
Antonio Fernandez GutierrezAlterna Wealth Management, Inc. otherVectorglobal Iag, Inc. otherOtherDec 7, 2016Apr 28, 2017 (142 d)
Eduardo Alberto TellezUBS Financial Services Inc. wirehouseVectorglobal Iag, Inc. otherOtherJun 22, 2011May 18, 2012 (331 d)
Roberto Ramiro PenaCapital Guardian Wealth Management, LLC otherVectorglobal Iag, Inc. otherOtherNov 15, 2010Mar 2, 2011 (107 d)
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18 moves match.