DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ele Advisory Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jessica Louise SmithInlight Wealth independent RIAEle Advisory Services, Inc independent RIARIA to RIADec 6, 2024Apr 17, 2026 (497 d)
Marcelle GordonFifth Third Securities, Inc. BD affiliatedEle Advisory Services, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2021Jan 22, 2021
Bardette HicksPruco Securities, LLC BD affiliatedEle Advisory Services, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2021Jan 13, 2021
Craig Arnold SorensonIp Financial Advisory Services LLC independent RIAEle Advisory Services, Inc independent RIARIA to RIAFeb 24, 2020Feb 26, 2020
Sharon Elaine SykesIp Financial Advisory Services LLC independent RIAEle Advisory Services, Inc independent RIARIA to RIAFeb 24, 2020Feb 25, 2020
Steven Kim MitchellIp Financial Advisory Services LLC independent RIAEle Advisory Services, Inc independent RIARIA to RIAFeb 24, 2020Feb 26, 2020
Robert KenonSii Investments, Inc. BD affiliatedEle Advisory Services, Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2017Jan 9, 2018
Wendy P. SimmonsPlanmember Securities Corporation otherEle Advisory Services, Inc independent RIAOtherApr 18, 2017Feb 12, 2018 (300 d)
Jeffrey M GapinskiTlg Advisors, Inc. otherEle Advisory Services, Inc independent RIAOtherNov 7, 2016Nov 9, 2016
Brenda Marie OldhamMML Investors Services, LLC otherEle Advisory Services, Inc independent RIAOtherJul 27, 2016Mar 24, 2017 (240 d)
Bradley Kirk MaplesTlg Advisors, Inc. otherEle Advisory Services, Inc independent RIAOtherMay 10, 2016Nov 16, 2016 (190 d)
Robert Alan MinasianLowell Wealth Management otherEle Advisory Services, Inc independent RIAOtherNov 3, 2015Dec 15, 2015 (42 d)
Michael Patrick FeeneyTransamerica Financial Advisors, LLC otherEle Advisory Services, Inc independent RIAOtherJul 31, 2015Jul 21, 2017 (721 d)
Tammie Moore ParranGeneos Wealth Management, Inc. otherEle Advisory Services, Inc independent RIAOtherJul 1, 2011Apr 26, 2011
Marcelle GordonGeneos Wealth Management, Inc. otherEle Advisory Services, Inc independent RIAOtherJul 1, 2011Apr 26, 2011
Ellis Nurogar LiddellGeneos Wealth Management, Inc. otherEle Advisory Services, Inc independent RIAOtherJun 30, 2011Apr 14, 2011
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16 moves match.