DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bay Colony Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Edward DaudelinAllegiance Financial Services, Inc. state registeredBay Colony Advisors independent RIAOtherAug 3, 2026Jul 16, 2025
Jennifer Jill AndersonThe Patriot Financial Group, LLC independent RIABay Colony Advisors independent RIARIA to RIAJul 3, 2025Oct 15, 2025 (104 d)
Matthew Michael GrahamThe Patriot Financial Group, LLC independent RIABay Colony Advisors independent RIARIA to RIADec 12, 2023Mar 8, 2024 (87 d)
Ethan Mark FreishtatThe Patriot Financial Group, LLC independent RIABay Colony Advisors independent RIARIA to RIADec 11, 2023Nov 16, 2023
Jacob D MurrayThe Patriot Financial Group, LLC independent RIABay Colony Advisors independent RIARIA to RIADec 11, 2023Nov 29, 2023
Stilson Noriyoshi TomitaClaro Advisors Inc. independent RIABay Colony Advisors independent RIARIA to RIASep 19, 2023Sep 26, 2023
David James BoczarEmerald Wealth Advisors unclassifiedBay Colony Advisors independent RIAOtherDec 13, 2022Jan 10, 2022
David Edward BunkerEssex Private Wealth Management LLC independent RIABay Colony Advisors independent RIARIA to RIAFeb 28, 2022Feb 1, 2022
Jeffrey Martin LeonardLeonard Financial Group unclassifiedBay Colony Advisors independent RIAOtherJul 16, 2021Aug 14, 2018
Peter John Earle GroseAcorn Financial Advisory Services, Inc. independent RIABay Colony Advisors independent RIARIA to RIAJul 7, 2021Jun 24, 2021
Silas Hemenway WitherbeeCantella & Co., Inc. BD affiliatedBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2021Feb 2, 2021
Neil Graham McinnisPension & Wealth Management unclassifiedBay Colony Advisors otherOtherDec 1, 2020Jan 2, 2018
Michael John CookLPL Financial LLC BD affiliatedBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2020Aug 14, 2020
Justin Paul ShureCharles Schwab & Co., Inc. national BDBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2020Aug 21, 2020
Francois Jerome DucrouxWinslow, Evans & Crocker, Inc. BD affiliatedBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2020Jul 10, 2020
John Britton HughesHughes Investment Advisory Services L.L.C. unclassifiedBay Colony Advisors independent RIAOtherSep 23, 2019Jul 1, 2019
Timothy Thomas DoughertyTruist Advisory Services, Inc. BD affiliatedBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Aug 31, 2018
Michael James BenensonQuestar Asset Management, Inc. BD affiliatedBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2018Mar 1, 2018
Carmel Ann FurtadoUnited Advisors Services, LLC otherBay Colony Advisors independent RIAOtherMar 21, 2018Feb 23, 2023 (1800 d)
Mitchell Alan GlazierGlazier Financial Advisors unclassifiedBay Colony Advisors otherOtherSep 29, 2017Jan 11, 2017
Shawn Richard TewksburyMerrimack Valley Financial Advisors, Inc. state registeredBay Colony Advisors otherOtherMay 17, 2017May 5, 2017
Richard MollinSentinel Advisory Services, LLC unclassifiedBay Colony Advisors otherOtherDec 31, 2016Sep 12, 2016
Christopher Edward KolkerScf Investment Advisors, Inc. otherBay Colony Advisors otherOtherSep 23, 2016Sep 14, 2016
Shawn Paul HarringtonHagin Investment Management otherBay Colony Advisors independent RIAOtherFeb 22, 2016Nov 21, 2023 (2829 d)
Pamela Jean BakosWinslow, Evans & Crocker, Inc. otherBay Colony Advisors otherOtherJan 2, 2014Jan 6, 2014
Susan Robin Riser WhitlockMain Street Advisors, LLC otherBay Colony Advisors otherOtherOct 25, 2013Nov 14, 2013
John Winthrop OhlTlg Advisors, Inc. otherBay Colony Advisors otherOtherOct 14, 2010Jan 28, 2010
James Clements CatacchioTlg Advisors, Inc. otherBay Colony Advisors otherOtherOct 14, 2010Jan 28, 2010
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28 moves match.