DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Citi Private Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John J. HayesCitigroup Global Markets Inc. BD affiliatedCiti Private Advisory, LLC asset managerOtherJun 30, 2026Jul 11, 2022
Jimmy LazosCitigroup Global Markets Inc. BD affiliatedCiti Private Advisory, LLC asset managerOtherAug 28, 2024Apr 13, 2022
Katherine MarkhamCitigroup Global Markets Inc. BD affiliatedCiti Private Advisory, LLC asset managerOtherJul 26, 2024Oct 13, 2022
Michael John ClementeCitigroup Global Markets Inc. BD affiliatedCiti Private Advisory, LLC asset managerOtherJun 3, 2024Nov 16, 2021
Palmiris Y RivasCitigroup Global Markets Inc. BD affiliatedCiti Private Advisory, LLC asset managerOtherMay 13, 2024Mar 18, 2022
Jessica PenaCitigroup Global Markets Inc. BD affiliatedCiti Private Advisory, LLC asset managerOtherOct 20, 2023Feb 4, 2022
Ryan A SalinasCitigroup Global Markets Inc. BD affiliatedCiti Private Advisory, LLC asset managerOtherMar 13, 2023May 13, 2022
Sneha JoseStifel, Nicolaus & Company, Incorporated national BDCiti Private Advisory, LLC asset managerOtherDec 19, 2022Jan 9, 2023
Stephen Van BesienBancwest Investment Services, Inc. (Bwis) BD affiliatedCiti Private Advisory, LLC asset managerOtherAug 19, 2022Sep 7, 2022
Richard Clinton SandsFrost Investment Services BD affiliatedCiti Private Advisory, LLC asset managerOtherAug 4, 2022Aug 17, 2022
Syed Wasi AhmedMorgan Stanley wirehouseCiti Private Advisory, LLC asset managerOtherJul 21, 2022Jul 21, 2022
Stephanie YangMorgan Stanley wirehouseCiti Private Advisory, LLC asset managerOtherJul 21, 2022Aug 14, 2022
Marc Vincent LopezWells Fargo Advisors wirehouseCiti Private Advisory, LLC asset managerOtherJul 13, 2022Aug 24, 2022 (42 d)
Eliana PereiraMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCiti Private Advisory, LLC asset managerOtherJul 7, 2022Jul 21, 2022
Laurie ChanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCiti Private Advisory, LLC asset managerOtherJul 5, 2022Aug 8, 2022 (34 d)
Delphia PolleTransatlantique Private Wealth LLC independent RIACiti Private Advisory, LLC asset managerOtherJun 22, 2022Jul 19, 2022
Angel David LopezAdvice And Planning Services BD affiliatedCiti Private Advisory, LLC asset managerOtherJun 1, 2022Jul 22, 2022 (51 d)
Brendan Grant DohertyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCiti Private Advisory, LLC asset managerOtherMay 2, 2022May 9, 2022
Matthew Owen ReaganPersonal Capital Advisors Corporation independent RIACiti Private Advisory, LLC asset managerOtherApr 5, 2022Apr 20, 2022
Lisa PurvilleWells Fargo Advisors wirehouseCiti Private Advisory, LLC asset managerOtherJan 13, 2022Jan 7, 2022
Andrew SeefriedJ.P. Morgan Securities LLC wirehouseCiti Private Advisory, LLC asset managerOtherJan 12, 2022Feb 4, 2022
Seif IbrahimJ.P. Morgan Securities LLC wirehouseCiti Private Advisory, LLC asset managerOtherJan 3, 2022Jan 31, 2022
Hae Jung KimJ.P. Morgan Securities LLC wirehouseCiti Private Advisory, LLC asset managerOtherDec 31, 2021Mar 31, 2022 (90 d)
Dylan SqueoRBC Rochdale, LLC BD affiliatedCiti Private Advisory, LLC asset managerOtherDec 12, 2021Nov 30, 2021
Matthew John CashelFidelity Personal And Workplace Advisors BD affiliatedCiti Private Advisory, LLC asset managerOtherNov 2, 2021Dec 17, 2021 (45 d)
Rosangela DutraJ.P. Morgan Securities LLC wirehouseCiti Private Advisory, LLC asset managerOtherSep 23, 2021Sep 29, 2021
Marco Antonio Vieira SadallaItau International Securities Inc. mixed wealthCiti Private Advisory, LLC asset managerOtherAug 27, 2021Nov 23, 2021 (88 d)
Gannon Patrick MorrisonUBS Financial Services Inc. wirehouseCiti Private Advisory, LLC asset managerOtherAug 16, 2021Nov 17, 2021 (93 d)
Hector Daniel RomeroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCiti Private Advisory, LLC asset managerOtherJan 13, 2021Jan 14, 2022 (366 d)
Thomas SalamoneJ.P. Morgan Securities LLC wirehouseCiti Private Advisory, LLC asset managerOtherApr 29, 2020Feb 16, 2022 (658 d)
Anna Christina NietoFidelity Personal And Workplace Advisors BD affiliatedCiti Private Advisory, LLC asset managerOtherJun 17, 2019Jul 23, 2019 (36 d)
William Alexander SantosJ.P. Morgan Securities LLC wirehouseCiti Private Advisory, LLC asset managerOtherOct 7, 2018Apr 11, 2022 (1282 d)
Richard Clinton SandsWells Fargo Advisors wirehouseCiti Private Advisory, LLC asset managerOtherMar 20, 2018Apr 27, 2018 (38 d)
Matthew VazquezUBS Financial Services Inc. wirehouseCiti Private Advisory, LLC asset managerOtherMar 6, 2018Mar 31, 2022 (1486 d)
Cullen Norris BrockMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCiti Private Advisory, LLC asset managerOtherNov 30, 2017Jul 15, 2022 (1688 d)
Nicolas Agudelo GomezCopper Canyon LLC state registeredCiti Private Advisory, LLC asset managerOtherJul 15, 2017Aug 24, 2022 (1866 d)
Dora MartinezMorgan Stanley wirehouseCiti Private Advisory, LLC asset managerOtherJun 16, 2017Oct 13, 2022 (1945 d)
Sanjay S BenegalCitigroup Global Markets Inc. otherCiti Private Advisory, LLC asset managerOtherApr 17, 2015Apr 1, 2022 (2541 d)
Sugein VasquezCitigroup Global Markets Inc. otherCiti Private Advisory, LLC asset managerOtherNov 13, 2014Nov 21, 2022 (2930 d)
Andrew LiebermanMorgan Stanley & Co. LLC unclassifiedCiti Private Advisory, LLC asset managerOtherJun 19, 2009Aug 3, 2022 (4793 d)
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40 moves match.