DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Planning Solutions Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph EvansMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePlanning Solutions Group, LLC independent RIAWirehouse to independent RIAJan 2, 2019Jan 8, 2019
Caitlin Elizabeth DouglasKeeney Financial Group Inc. independent RIAPlanning Solutions Group, LLC independent RIARIA to RIAOct 3, 2018Oct 11, 2018
Jessica Katherine Nyce ParkerMML Investors Services, LLC BD affiliatedPlanning Solutions Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2018Jul 17, 2018
William CannonGlass Jacobson Wealth Advisors independent RIAPlanning Solutions Group, LLC independent RIARIA to RIAJun 11, 2018Jun 11, 2018
Robert Brett HewittSherman Wealth Management LLC independent RIAPlanning Solutions Group, LLC otherOtherAug 7, 2017Nov 16, 2017 (101 d)
Vincenzo FragomeniWells Fargo Advisors wirehousePlanning Solutions Group, LLC otherOtherJan 27, 2015Jan 29, 2015
Kathleen NolanWells Fargo Advisors wirehousePlanning Solutions Group, LLC otherOtherDec 3, 2013Dec 27, 2013
Christopher Tyler ThomasSignator Investors, Inc. otherPlanning Solutions Group, LLC otherOtherSep 16, 2013Sep 24, 2013
Joshua Rittenhouse FretzHomestead Advisers Corp. otherPlanning Solutions Group, LLC otherOtherSep 11, 2013Sep 12, 2013
Richard Joseph OsikowiczTriad Advisors, LLC otherPlanning Solutions Group, LLC otherOtherJun 20, 2013Dec 19, 2011
Scott Michael GomsakLPL Financial LLC otherPlanning Solutions Group, LLC otherOtherMay 1, 2013Apr 29, 2013
Brian KuhnInvestment Advisors Corp otherPlanning Solutions Group, LLC otherOtherAug 17, 2012Aug 23, 2012
Jonathan Luther WieneckeCetera Investment Advisers LLC otherPlanning Solutions Group, LLC otherOtherMar 6, 2012Mar 26, 2012
Thad Joseph IsmartMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePlanning Solutions Group, LLC otherOtherOct 12, 2011May 11, 2012 (212 d)
Shana R IceMorgan Stanley wirehousePlanning Solutions Group, LLC otherOtherJun 10, 2011May 18, 2012 (343 d)
Hugh Joseph BreslinOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherNov 17, 2010Nov 10, 2010
Donald HannahsOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherNov 5, 2010Nov 4, 2010
Robert Hayes CarsonOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherNov 5, 2010Nov 2, 2010
Jonathan Victor GiordaniOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherNov 5, 2010Nov 2, 2010
Gregory Paul ArmstrongOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherNov 3, 2010Nov 2, 2010
Heather Donhauser CaliannoOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherNov 3, 2010Aug 23, 2011 (293 d)
Christophe Marie Pascal DionotOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherNov 2, 2010Nov 2, 2010
Lauren Gail GretchenOsaic Fa, Inc. otherPlanning Solutions Group, LLC otherOtherOct 13, 2009May 2, 2011 (566 d)
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23 moves match.