DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Connecticut Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua ManginiAmeriprise Financial Services, LLC national BDConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2026Aug 24, 2026
Rosa Diana CadenaFocus Partners Wealth, LLC independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIASep 22, 2025Mar 30, 2026 (189 d)
Brendan Thomas ConryCommonwealth Financial Network national BDConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2025Sep 25, 2025
Brendan Thomas Conry, JrCommonwealth Financial Network national BDConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2025Sep 15, 2025
Ekaterini RobertsFocus Partners Wealth, LLC independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIADec 26, 2024Feb 20, 2025 (56 d)
Lucas LycksellLPL Financial LLC BD affiliatedConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2024Jun 11, 2025 (177 d)
Richard Alec RosenRwa Wealth Partners independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIAJul 13, 2023Nov 22, 2023 (132 d)
Charles Lyon OlsonPeople'S United Advisors, Inc. mixed wealthConnecticut Wealth Management, LLC independent RIARIA to RIADec 31, 2022May 4, 2023 (124 d)
Brendan Francis FitzgeraldNew England Guild Wealth Advisors, Inc. independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIADec 31, 2022Feb 8, 2023 (39 d)
Alexander Robert RomejkoNew England Guild Wealth Advisors, Inc. independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIADec 31, 2022Feb 7, 2023 (38 d)
Taylor KingCommonwealth Financial Network national BDConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2022Aug 11, 2022
Zachary Charles BylykbashiCommonwealth Financial Network national BDConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2022Jul 28, 2022 (35 d)
Joshua Edward SweeneyAmeriprise Financial Services, LLC national BDConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2022Mar 30, 2023 (301 d)
Laura SundquistSage Financial Design, Inc unclassifiedConnecticut Wealth Management, LLC independent RIAOtherMay 17, 2022Jun 3, 2022
Miguel CarneiroFidelity Personal And Workplace Advisors BD affiliatedConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 12, 2022Feb 22, 2022 (41 d)
Timothy John ResslerFidelity Personal And Workplace Advisors BD affiliatedConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Mar 4, 2021
Antonio DisorboNew England Capital Planners, Inc. independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIAOct 4, 2020Sep 16, 2020
Tyler Westervelt PottsNorthstar Wealth Partners LLC independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIAAug 31, 2020Sep 1, 2020
Michael Daniel FernandesFidelity Personal And Workplace Advisors BD affiliatedConnecticut Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2019Sep 10, 2019
Jennifer Devanney BarryCapital Strategies, Inc. unclassifiedConnecticut Wealth Management, LLC independent RIAOtherJun 6, 2019Jun 18, 2019
Daniel Murphy BallouPutnam Investment Management, LLC asset managerConnecticut Wealth Management, LLC independent RIAOtherMay 28, 2019Jun 11, 2019
John James ShanleyMercer Global Advisors Inc. independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIAMar 1, 2019Jul 16, 2019 (137 d)
Emily Rebekah WoodAsset Strategies, Inc. independent RIAConnecticut Wealth Management, LLC independent RIARIA to RIAMar 22, 2018May 17, 2018 (56 d)
Megan Alice TraskReynders, Mcveigh Capital Management, LLC otherConnecticut Wealth Management, LLC otherOtherJun 7, 2017Jun 22, 2017
Michael Anthony TedoneFilomeno Wealth Management, LLC otherConnecticut Wealth Management, LLC otherOtherJun 24, 2013Jun 3, 2013
Elizabeth Anne DebassioFilomeno Wealth Management, LLC otherConnecticut Wealth Management, LLC otherOtherJun 24, 2013Jun 6, 2013
Kathleen M ChristensenFilomeno Wealth Management, LLC otherConnecticut Wealth Management, LLC otherOtherJun 24, 2013Jun 3, 2013
Kayse Ann KressLPL Financial LLC otherConnecticut Wealth Management, LLC otherOtherDec 31, 2011Oct 28, 2010
Jarrett Franklin SolomonConvergent Wealth Advisors, LLC otherConnecticut Wealth Management, LLC otherOtherMay 16, 2011Dec 7, 2011 (205 d)
Denis Michael HorriganKr Wealth Management, LLC unclassifiedConnecticut Wealth Management, LLC otherOtherOct 27, 2010Oct 28, 2010
Kevin Christopher LeahyKr Wealth Management, LLC unclassifiedConnecticut Wealth Management, LLC otherOtherOct 27, 2010Oct 28, 2010
Patricia Clark KaneKr Wealth Management, LLC unclassifiedConnecticut Wealth Management, LLC otherOtherOct 27, 2010Oct 28, 2010
Page 1 of 1
32 moves match.