DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Zega Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Blaine LuckinbillMaia Wealth independent RIAZega Financial, LLC independent RIARIA to RIAFeb 27, 2024Feb 29, 2024
Sterling Lawrence SessionsDiamond Wealth Management, LLC independent RIAZega Financial, LLC independent RIARIA to RIASep 27, 2021Apr 4, 2021
Michael Waldorf PuckThe Burney Company independent RIAZega Financial, LLC independent RIARIA to RIAJul 1, 2021Jul 12, 2021
Bryan Brenner JordanFidelity Personal And Workplace Advisors BD affiliatedZega Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 11, 2021May 6, 2021 (56 d)
Michael Thomas RiedmillerBrookstone Wealth Advisors, LLC independent RIAZega Financial, LLC independent RIARIA to RIAJan 18, 2019Jan 18, 2019
Thomas Richard YoungBrookstone Capital Management LLC otherZega Financial, LLC otherOtherJan 14, 2016Aug 21, 2013
Derek Brian MooreReilly Financial Advisors otherZega Financial, LLC otherOtherDec 17, 2013Jan 7, 2014
Torr Edwards SteinhilberInfinity Capital Management LLC unclassifiedZega Financial, LLC otherOtherAug 27, 2012Jan 6, 2014 (497 d)
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8 moves match.