DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lifemark Securities Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samantha Brandon Beverley | Pruco Securities, LLC BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 2, 2024 |
| David Alan Baum | Pruco Securities, LLC BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 4, 2023 |
| Loren Cavat Bailey | Client First Capital, LLC independent RIA | Lifemark Securities Corp. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2022 | Sep 30, 2022 |
| Natalia M Zimnoch | MML Investors Services, LLC BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 2, 2022 |
| Angelo Odore | MML Investors Services, LLC BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 3, 2022 |
| Andrew Todd Ashkenazy | MML Investors Services, LLC BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Mar 23, 2022 (82 d) |
| Camille Elizabeth Toschi | Thrivent Investment Management Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Dec 9, 2021 (181 d) |
| Levi William Johnson | Thrivent Investment Management Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Jan 14, 2022 (218 d) |
| Cathy L Cristman | Cadaret Grant & Co Inc BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 6, 2021 |
| Ronald Francis Murtha | Allstate Financial Advisors, LLC BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Apr 13, 2021 |
| Lavelle Knight | Woodbury Financial Services, Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2020 | Sep 24, 2020 |
| Andrew Wesley Hughes | Farmers Financial Solutions, LLC no RAUM | Lifemark Securities Corp. BD affiliated | Other | Mar 2, 2020 | May 6, 2024 (1526 d) |
| Russell George Luce | Ipi Wealth Management, Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Jan 16, 2020 |
| Michael Thomas Gilmartin | J. W. Cole Advisors, Inc. independent RIA | Lifemark Securities Corp. independent RIA | RIA to RIA | Jan 10, 2019 | Jan 3, 2019 |
| Matthew James Butler | Comerica Securities bank affiliated | Lifemark Securities Corp. BD affiliated | Other | Dec 24, 2018 | Sep 24, 2024 (2101 d) |
| Alan Stephen Pransky | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2018 | Jan 17, 2019 (48 d) |
| Robert Phillip Wolf | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 5, 2018 |
| Helen Julia Davis | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 2, 2018 |
| Keith Alan George | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Mar 28, 2022 (1236 d) |
| John Michael Derbin | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 5, 2018 |
| Andrea Bond Johnson | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 14, 2018 |
| Bradley Alan Morris | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Nov 15, 2018 |
| Richard Hughes Von Hurst | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Dec 6, 2018 |
| Nancy Marie Hairsine | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Nov 30, 2018 |
| Steven Roger Cross | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 16, 2018 |
| Anthony James Constantine | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 1, 2018 |
| Christopher Todd Logue | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 6, 2018 |
| Thomas Haines Luckenbill | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Oct 30, 2018 |
| Matthew Baird Trenchard | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 7, 2018 |
| Russell George Luce | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Oct 30, 2018 |
| Gerald Jeffry Plachta | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Nov 19, 2018 |
| Samuel George White | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Oct 30, 2018 |
| Alan Bart Mcclure | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Dec 6, 2018 (31 d) |
| Mark S Waskow | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Mar 27, 2023 (1607 d) |
| David Edward Howard | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 5, 2018 |
| Carlos D Hernandez | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 5, 2018 |
| Karen Marie Obrien | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Oct 31, 2018 |
| Ye Edward Huang | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Nov 20, 2018 |
| Shawn Jennings Samuel Vuocolo | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2018 | Oct 30, 2018 |
| Kevin John Hackett | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2018 | Oct 29, 2018 |
| Robert John Kosty | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Oct 28, 2018 |
| Dennis Charles Butterfield | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Oct 23, 2018 |
| Sandra Renee Lackman | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2018 | Oct 17, 2018 |
| Nathan Adam Hockley | Cambridge Investment Research Advisors, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2018 | Sep 27, 2018 |
| Michael Oneal Sharpton | MML Investors Services, LLC BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2018 | Aug 17, 2018 |
| Darrin Mitchel Mccomas | Columbia Advisory Partners, LLC independent RIA | Lifemark Securities Corp. independent RIA | RIA to RIA | Aug 15, 2018 | Sep 11, 2018 |
| Alexander Strachan Hackley | Blue Duck Wealth Management no RAUM | Lifemark Securities Corp. BD affiliated | Other | Apr 4, 2018 | Dec 1, 2021 (1337 d) |
| Gordon Spencer Campbell | Blue Duck Wealth Management no RAUM | Lifemark Securities Corp. other | Other | Mar 26, 2018 | Mar 27, 2018 |
| Jenna A Brown | Cadaret Grant & Co Inc other | Lifemark Securities Corp. independent RIA | Other | Feb 15, 2018 | Apr 24, 2018 (68 d) |
| Lawrence Raymond Koval | Berthel Fisher & Company Financial Services, Inc. other | Lifemark Securities Corp. other | Other | Dec 31, 2017 | Jan 3, 2018 |
| Michael Rodger Pineda | Pruco Securities, LLC other | Lifemark Securities Corp. other | Other | Jul 17, 2017 | Sep 19, 2017 (64 d) |
| John Howard Busey | Invest Financial Corporation other | Lifemark Securities Corp. other | Other | May 26, 2017 | Sep 1, 2017 (98 d) |
| Jeffrey William Hanretty | B. Riley Wealth Advisors, Inc. other | Lifemark Securities Corp. BD affiliated | Other | May 19, 2017 | Aug 23, 2021 (1557 d) |
| Samuel E Barber | MML Investors Services, LLC other | Lifemark Securities Corp. other | Other | Apr 4, 2017 | May 24, 2017 (50 d) |
| Devin Ashley Born | Comprehensive Capital Management, Inc. other | Lifemark Securities Corp. other | Other | Sep 15, 2016 | Jun 17, 2016 |
| Seth Aaron Rosenberg | Pruco Securities, LLC other | Lifemark Securities Corp. other | Other | Aug 20, 2015 | Oct 21, 2015 (62 d) |
| Jon David Heddleson | True Wealth Design, LLC independent RIA | Lifemark Securities Corp. other | Other | Apr 19, 2013 | Oct 15, 2013 (179 d) |
| Kevin Edmond Roche | Transamerica Financial Advisors, LLC other | Lifemark Securities Corp. BD affiliated | Other | Dec 31, 2012 | Jul 8, 2019 (2380 d) |
| Samuel Frank Galatioto | Chase Investment Services Corp. other | Lifemark Securities Corp. other | Other | Jun 19, 2012 | Aug 22, 2012 (64 d) |
| Alphonso Houston | Ahw Advisors unclassified | Lifemark Securities Corp. other | Other | Dec 31, 2011 | Jan 3, 2014 (734 d) |
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72 moves match.