DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Symphony Financial, Ltd. Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nichole Carr | Sanctuary Advisors, LLC BD affiliated | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | Jun 12, 2026 (50 d) |
| Garry Robert Martin | Raymond James Financial Services Advisors, Inc BD affiliated | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Apr 6, 2026 |
| Korosh Ataei | Ip Financial Advisory Services LLC BD affiliated | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 7, 2025 |
| Ben Harold Boyd | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Symphony Financial, Ltd. Co. independent RIA | Wirehouse to independent RIA | Dec 10, 2024 | Dec 10, 2024 |
| Michelle Roberts | Retirement Planners Of America independent RIA | Symphony Financial, Ltd. Co. independent RIA | RIA to RIA | Jun 10, 2024 | Jun 6, 2024 |
| Samer Hani Salha | Mcadam LLC independent RIA | Symphony Financial, Ltd. Co. independent RIA | RIA to RIA | Mar 1, 2024 | Feb 15, 2024 |
| Kyle Martin Fritz | Sheets Smith Investment Management, LLC independent RIA | Symphony Financial, Ltd. Co. independent RIA | RIA to RIA | Feb 21, 2024 | Feb 15, 2024 |
| Reagan Magill Newton | Mcadam LLC independent RIA | Symphony Financial, Ltd. Co. independent RIA | RIA to RIA | Feb 21, 2024 | Feb 15, 2024 |
| Ryan Lee Corkran | Equitable Advisors, LLC national BD | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2023 | Jan 11, 2023 |
| Joshua James Mcmillan | Equitable Advisors, LLC national BD | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2023 | Jan 11, 2023 |
| Rickey Jack Carlson | Valic Financial Advisors, Inc. BD affiliated | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | Oct 3, 2022 |
| Elridge Nicholas Bollich | Ameriprise Financial Services, LLC national BD | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2022 | Mar 18, 2022 |
| Melissa Ann Brennan | Cfo4life independent RIA | Symphony Financial, Ltd. Co. independent RIA | RIA to RIA | Jan 21, 2020 | Jan 22, 2020 |
| Natalie J. Gaskamp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Symphony Financial, Ltd. Co. other | Other | Nov 6, 2017 | Nov 28, 2017 |
| Anthony Dwayne Griffin | Edward Jones national BD | Symphony Financial, Ltd. Co. other | Other | Apr 12, 2017 | Jul 3, 2017 (82 d) |
| Robert Barclift Borden | Paul Comstock Partners other | Symphony Financial, Ltd. Co. other | Other | Sep 12, 2016 | Jun 1, 2017 (262 d) |
| Larry Todd Fisher | LPL Financial LLC other | Symphony Financial, Ltd. Co. other | Other | Sep 8, 2016 | Sep 13, 2016 |
| Ryan Edward Ferrin | LPL Financial LLC other | Symphony Financial, Ltd. Co. no RAUM | Other | Oct 28, 2015 | Jul 23, 2014 |
| Michelle Ann Boeding | Kms Financial Services, Inc other | Symphony Financial, Ltd. Co. other | Other | Dec 31, 2014 | Sep 2, 2016 (611 d) |
| Justin Purvis | Lawing Financial Inc other | Symphony Financial, Ltd. Co. independent RIA | Other | Dec 15, 2014 | Sep 24, 2019 (1744 d) |
| Brenda R.C. Jackson | Morgan Stanley wirehouse | Symphony Financial, Ltd. Co. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 8, 2012 | Jul 15, 2014 (888 d) |
| David Alan Moeller | Sagepoint Financial, Inc. other | Symphony Financial, Ltd. Co. independent RIA | Other | Mar 3, 2009 | Apr 29, 2025 (5901 d) |
| William Earl Shank | A. G. Edwards & Sons, Inc. unclassified | Symphony Financial, Ltd. Co. no RAUM | Other | Nov 14, 2006 | Jul 15, 2014 (2800 d) |
| Alejandro Alfonso Tapia | Equitable Advisors, LLC national BD | Symphony Financial, Ltd. Co. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2004 | Jul 23, 2014 (3577 d) |
| Gary Keith Greensage | Ws Griffith Securities, Inc. unclassified | Symphony Financial, Ltd. Co. no RAUM | Other | Jun 2, 2004 | Jul 15, 2014 (3695 d) |
| Christian Daly Smaistrla | Ws Griffith Securities, Inc. unclassified | Symphony Financial, Ltd. Co. no RAUM | Other | Jun 2, 2004 | Jul 15, 2014 (3695 d) |
| Glenda Ruth Toon | Raymond James Financial Services, Inc. unclassified | Symphony Financial, Ltd. Co. no RAUM | Other | May 6, 2004 | Jul 15, 2014 (3722 d) |
| Wallace Carr Burgoyne | Veravest Investment Advisors, Inc. unclassified | Symphony Financial, Ltd. Co. no RAUM | Other | Jan 13, 2003 | Jul 15, 2014 (4201 d) |
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28 moves match.