DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amy Lynn Colton | Forefront independent RIA | Legacy Wealth Management, LLC independent RIA | RIA to RIA | Aug 10, 2026 | Aug 12, 2026 |
| Dhillon Thomas Taylor | Secura Financial independent RIA | Legacy Wealth Management, LLC independent RIA | RIA to RIA | Jul 24, 2026 | Jul 23, 2026 |
| Lisa Bianculli Hutter | Ironoak Wealth independent RIA | Legacy Wealth Management, LLC independent RIA | RIA to RIA | Jun 15, 2026 | Jun 10, 2026 |
| Kristina Chuck Sabbatini | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Sep 18, 2025 |
| Sarah Victoria Hodges | Wells Fargo Advisors wirehouse | Legacy Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 9, 2025 | Sep 10, 2025 |
| Anthony Huber | Fidelity Personal And Workplace Advisors BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Feb 12, 2025 (36 d) |
| Ariel Emanuel Moyano | Singer Wealth Advisors LLC independent RIA | Legacy Wealth Management, LLC independent RIA | RIA to RIA | Jun 24, 2024 | May 27, 2025 (337 d) |
| Thomas Patrick Smith | Realta Investment Advisors, Inc BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2024 | May 23, 2024 |
| John D Lane | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 23, 2023 |
| Miguel A Delgado | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Dec 23, 2025 (799 d) |
| David Gerald Condensa | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 18, 2023 |
| Babak Kooros | Foundations Investment Advisors LLC independent RIA | Legacy Wealth Management, LLC independent RIA | RIA to RIA | Jun 17, 2022 | Jan 1, 2025 (929 d) |
| Patrick Scott Wilson | Crown Capital Securities, L.P. BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Jul 12, 2021 |
| Anthony Perez | Pnc Managed Account Solutions, Inc. BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Nov 25, 2024 (1272 d) |
| Laura Jean Dill | LPL Financial LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2020 | May 18, 2023 (1212 d) |
| Travis L Higgins | Uci Wealth Advisors LLC unclassified | Legacy Wealth Management, LLC independent RIA | Other | May 25, 2017 | Oct 7, 2016 |
| Nathan Hatch Billeter | Avellino Financial Advisors, Inc. other | Legacy Wealth Management, LLC independent RIA | Other | May 9, 2017 | Nov 17, 2017 (192 d) |
| Lawrence Wayne Gray | Avellino Financial Advisors, Inc. other | Legacy Wealth Management, LLC independent RIA | Other | May 9, 2017 | Aug 10, 2017 (93 d) |
| Jonathan Kirk Carroll | Avellino Financial Advisors, Inc. other | Legacy Wealth Management, LLC independent RIA | Other | May 9, 2017 | Jun 2, 2017 |
| David Adams Gallman | First Capital Advisors Group, LLC other | Legacy Wealth Management, LLC independent RIA | Other | Feb 22, 2017 | Oct 6, 2017 (226 d) |
| Julie Jean Cassatt-Olsen | Uci Wealth Advisors LLC unclassified | Legacy Wealth Management, LLC independent RIA | Other | Sep 30, 2016 | Sep 29, 2016 |
| Ross Wayne Luekenga | American Independent Securities Group, LLC other | Legacy Wealth Management, LLC independent RIA | Other | Aug 8, 2016 | Aug 17, 2016 |
| Roger Alan Nicholls | Ameriprise Financial Services, LLC national BD | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2016 | Oct 25, 2016 (172 d) |
| Brian Jay Bewley | Conover Capital Management other | Legacy Wealth Management, LLC independent RIA | Other | Jul 15, 2015 | Jan 14, 2016 (183 d) |
| David Nicolas Johan | Desert Rose Capital Management, Inc. asset manager | Legacy Wealth Management, LLC independent RIA | Other | Feb 27, 2015 | Mar 18, 2015 |
| Jack Edward Trent | Oneamerica Securities, Inc. other | Legacy Wealth Management, LLC independent RIA | Other | Oct 5, 2011 | Jan 30, 2026 (5231 d) |
| Justin C Martin | Strategic Advisers LLC national BD | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2010 | Oct 23, 2018 (3058 d) |
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27 moves match.