DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fmsi Advisers

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brad Richard Metz	Woodbury Financial Services, Inc. other	Fmsi Advisers other	Other	Sep 8, 2011	Sep 1, 2011
Patrick Andrew Vance	Woodbury Financial Services, Inc. other	Fmsi Advisers other	Other	Sep 8, 2011	Sep 1, 2011
Mark Daniel Lablance	LPL Financial LLC other	Fmsi Advisers other	Other	Aug 24, 2011	Aug 11, 2011
Sheryl Diane Rados	Crowell, Weedon & Co. other	Fmsi Advisers other	Other	Jul 14, 2011	Jul 11, 2011
Gary Domville Robertson	Crowell, Weedon & Co. other	Fmsi Advisers other	Other	Oct 18, 2010	Oct 20, 2010
Justin Karl Bolmgren	Advance Capital Management Inc other	Fmsi Advisers other	Other	Sep 24, 2010	Sep 23, 2010
James Dessjuk	Gunnallen Financial, Inc unclassified	Fmsi Advisers other	Other	Mar 29, 2010	Mar 30, 2010
Lawrence E Sienkiewicz	Chase Investment Services Corp. other	Fmsi Advisers other	Other	Feb 12, 2010	Jun 25, 2010 (133 d)
Robert Michael Kiff	UBS Financial Services Inc. wirehouse	Fmsi Advisers other	Other	Jun 4, 2009	May 24, 2010 (354 d)
Joshua Lawrence Feldman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fmsi Advisers other	Other	Dec 22, 2008	Jan 20, 2009
Roger Lee Gainer	On Investment Management Co other	Fmsi Advisers other	Other	Nov 6, 2008	Nov 20, 2008
Michael Vincent Milillo	J P Turner & Company Capital Management, LLC other	Fmsi Advisers other	Other	Oct 17, 2008	Oct 17, 2008
Kevin Charles Collignon	Amsouth Investment Management Company LLC unclassified	Fmsi Advisers other	Other	Nov 2, 2006	Jan 4, 2007 (63 d)
Jennifer Marie Tarnoff	Equitable Advisors, LLC national BD	Fmsi Advisers other	Other	Aug 2, 2005	Aug 2, 2005
Lamont Percell Parker	Raymond James & Associates, Inc. national BD	Fmsi Advisers other	Other	Jul 18, 2005	Sep 22, 2005 (66 d)
Deepen Arvind Modi	J.P. Morgan Securities LLC wirehouse	Fmsi Advisers other	Other	Apr 1, 2005	Mar 6, 2006 (339 d)
David Brandon Cottrell	Questar Capital Corporation unclassified	Fmsi Advisers other	Other	Oct 13, 2004	Oct 5, 2004
Jason William Worley	Equitable Advisors, LLC national BD	Fmsi Advisers other	Other	Oct 4, 2004	Oct 7, 2004
Zaphrey Llwellyn Williams	Waddell & Reed other	Fmsi Advisers other	Other	Apr 6, 2004	Apr 5, 2004
Sean Patrick Craig	Natcity Investments, Inc. unclassified	Fmsi Advisers other	Other	Apr 4, 2003	May 13, 2003 (39 d)
William Steele Symons	Morgan Stanley Dw Inc. unclassified	Fmsi Advisers other	Other	Dec 5, 2002	May 10, 2004 (522 d)

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21 moves match.