DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Xo Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kimberly Ellen ArthurVista Investment Partners LLC independent RIAXo Wealth Management independent RIARIA to RIAFeb 9, 2024Mar 27, 2024 (47 d)
Alan Keith GoldfarbApella Wealth independent RIAXo Wealth Management independent RIARIA to RIANov 30, 2021Jun 3, 2022 (185 d)
Eric F EisenhardRaymond James & Associates, Inc. national BDXo Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2020Apr 28, 2020
Philip Jeffrey BrooksRaymond James & Associates, Inc. national BDXo Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2020Apr 28, 2020
Evangeline Tyndall HerringtonCetera Advisor Networks LLC BD affiliatedXo Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Feb 28, 2019 (63 d)
Stephen ValellyRaymond James & Associates, Inc. national BDXo Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2018Sep 25, 2018 (53 d)
Carl Patrick CarlosRaymond James & Associates, Inc. national BDXo Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Sep 25, 2018 (54 d)
Kimberly T AbmeyerRaymond James & Associates, Inc. national BDXo Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Sep 25, 2018 (54 d)
Craig Anthony HauszPrincipal Securities, Inc. otherXo Wealth Management independent RIAOtherMar 22, 2018May 21, 2018 (60 d)
Todd Alan VolkmanRaymond James Financial Services Advisors, Inc otherXo Wealth Management otherOtherSep 25, 2017Sep 28, 2017
Matthew Howard FullerMcelhenny Sheffield Capital Management, LLC otherXo Wealth Management otherOtherFeb 29, 2016Apr 20, 2016 (51 d)
Valarie Latrice WrightMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseXo Wealth Management independent RIAWirehouse to independent RIAMar 16, 2009Jan 24, 2024 (5427 d)
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12 moves match.