DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital One Investing, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan A Maglio | Hayden Royal independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Jan 6, 2021 | Mar 9, 2021 (62 d) |
| Cord Anthony Adams | Shamrock Asset Management LLC independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Dec 31, 2019 | Jan 8, 2020 |
| Phillip Nuttall | Hsbc Securities (USA) Inc. BD affiliated | Capital One Investing, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2019 | Jan 8, 2020 (49 d) |
| Keith Stabasefski | Southeast Financial Group independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Nov 11, 2019 | Nov 20, 2019 |
| Bradford Peter White | First Allied Advisory Services, Inc. BD affiliated | Capital One Investing, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2019 | Dec 6, 2018 |
| David George Spence | Wealthcare Advisory Partners LLC independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Jan 7, 2019 | Jan 8, 2019 |
| Robert Verne Bolen | Envision Wealth Planning other | Capital One Investing, Inc. mixed wealth | Other | Dec 31, 2018 | Mar 7, 2018 |
| Katherine Yvonne Fowler | Envision Wealth Planning other | Capital One Investing, Inc. mixed wealth | Other | Dec 31, 2018 | Mar 7, 2018 |
| Ryan William Kruger | Khp Capital LLC independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Dec 14, 2018 | Mar 2, 2020 (444 d) |
| Julie Brakey Hazzard | Khp Capital LLC independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Dec 14, 2018 | Dec 6, 2018 |
| Travis Bentley Smythe | Khp Capital LLC independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Dec 14, 2018 | Dec 6, 2018 |
| Edward Kingdon Hurlock | Calvert Investment Counsel independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Aug 23, 2018 | Jul 12, 2018 |
| Jonathan Clinton Campbell | Schwab Wealth Advisory, Inc. BD affiliated | Capital One Investing, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2018 | Oct 11, 2018 (72 d) |
| Jacolyn Helen Wetmore | Calvert Investment Counsel independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Jul 18, 2018 | Jul 12, 2018 |
| Corbin Blackwell Donahue | Farr Miller & Washington LLC other | Capital One Investing, Inc. other | Other | Jun 15, 2017 | Jul 14, 2017 |
| Stephen Adam Mazer | MML Investors Services, LLC other | Capital One Investing, Inc. independent RIA | Other | Dec 31, 2009 | Apr 24, 2020 (3767 d) |
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16 moves match.