DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Global Wealth Management Investment Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian CampanileStrategic Advisers LLC national BDGlobal Wealth Management Investment Advisory, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2026Apr 22, 2026
Dylan Clyde SmithKanen Wealth Management LLC mixed wealthGlobal Wealth Management Investment Advisory, Inc. independent RIARIA to RIAApr 22, 2026Apr 30, 2026
Jeremiah Todd SzpilkaSound Income Strategies, LLC independent RIAGlobal Wealth Management Investment Advisory, Inc. independent RIARIA to RIAMar 17, 2026Apr 23, 2026 (37 d)
Kurt Edward StahlAe Wealth Management, LLC BD affiliatedGlobal Wealth Management Investment Advisory, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2025Aug 22, 2025
Devin T RountreeWells Fargo Advisors wirehouseGlobal Wealth Management Investment Advisory, Inc. independent RIAWirehouse to independent RIAJun 27, 2025Jul 18, 2025
Tyler Adam MoralesGuerra Wealth Advisors independent RIAGlobal Wealth Management Investment Advisory, Inc. independent RIARIA to RIANov 6, 2023Dec 20, 2023 (44 d)
Marc Edward FaulerCamarda Wealth Advisory Group independent RIAGlobal Wealth Management Investment Advisory, Inc. independent RIARIA to RIAMay 25, 2022Aug 19, 2022 (86 d)
Gregg KleinmanMorgan Stanley wirehouseGlobal Wealth Management Investment Advisory, Inc. independent RIAWirehouse to independent RIAJun 7, 2021Aug 17, 2022 (436 d)
John Stanley ThomasGlobal Financial Private Capital, Inc. BD affiliatedGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherApr 19, 2018Apr 14, 2017
Christopher Grant ConnessGlobal Financial Private Capital, Inc. BD affiliatedGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherApr 19, 2018May 5, 2017
Chad HillGlobal Financial Private Capital, Inc. otherGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherJan 8, 2018Apr 13, 2017
Amber Marion KellyGlobal Financial Private Capital, Inc. otherGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherJan 8, 2018Apr 17, 2017
Richard GiannottiGlobal Financial Private Capital, Inc. otherGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherJan 8, 2018Apr 13, 2017
David OlsenNorthwestern Mutual Investment Services,LLC no RAUMGlobal Wealth Management Investment Advisory, Inc. independent RIAOtherOct 10, 2017Jan 7, 2025 (2646 d)
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14 moves match.