DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prudential Select Strategies LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Naomi FeldottGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherOct 1, 2021Jun 2, 2019
Jenna RancourtVoya Financial Advisors, Inc. BD affiliatedPrudential Select Strategies LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2020Jul 1, 2020
Kenneth Joseph BartTransamerica Retirement Advisors, LLC BD affiliatedPrudential Select Strategies LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2020Sep 28, 2020 (264 d)
Christopher Paul CliniTd Ameritrade, Inc. no RAUMPrudential Select Strategies LLC independent RIAOtherSep 11, 2019Jul 7, 2020 (300 d)
Brad Alan MurphyVoya Financial Advisors, Inc. BD affiliatedPrudential Select Strategies LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2019Aug 7, 2019
Jennifer Kay WardleGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Michael George OttingGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Eric Robert HuntingGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018Aug 2, 2019 (214 d)
Todd Joseph BurgessGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Daniel Allen BuchenauGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Jesse Richard DalsingGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Mark Benjamin KonrardyGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Gabriel David WardGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Colin James AllisonGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Jason Anthony SartoriGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Eric Matthew AmbergGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Spencer Craig SellGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Tammy Lee BeasleyGlobal Portfolio Strategies, Inc. institutionalPrudential Select Strategies LLC independent RIAOtherDec 31, 2018May 31, 2019 (151 d)
Douglas L WoolbertEquitable Advisors, LLC national BDPrudential Select Strategies LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2018Oct 26, 2018 (81 d)
Daniel Joseph KakachAmeriprise Financial Services, LLC national BDPrudential Select Strategies LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2018Jul 20, 2018
Benjamin GoodrichNorthwestern Mutual Investment Services,LLC no RAUMPrudential Select Strategies LLC independent RIAOtherJul 3, 2018Aug 3, 2018 (31 d)
Anthony Lawrence McelynnE*Trade Capital Management, LLC otherPrudential Select Strategies LLC independent RIAOtherApr 24, 2017Oct 16, 2018 (540 d)
James Patrick BrattensborgMorgan Stanley wirehousePrudential Select Strategies LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 14, 2011Jan 19, 2018 (2289 d)
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23 moves match.