DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Perennial Financial Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Michael RussellEdward Jones national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2026May 15, 2026
Jeffrey Warren SinclairEdward Jones national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 7, 2026Apr 6, 2026
Betty ChinEdward Jones national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2025Nov 3, 2025
William J SosnieckiAmeriprise Financial Services, LLC national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2025Nov 3, 2025 (52 d)
Abhishek VakilJ.P. Morgan Securities LLC wirehousePerennial Financial Services independent RIAWirehouse to independent RIAJan 9, 2025Jan 8, 2025
Jason Ronald HorgMariner Advisor Network BD affiliatedPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2024Sep 11, 2024
Gregory MorseWells Fargo Advisors wirehousePerennial Financial Services independent RIAWirehouse to independent RIANov 18, 2024Nov 12, 2024
Julian Eve LockeEdward Jones national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAOct 18, 2024Oct 18, 2024
Caribel ColonMML Investors Services, LLC BD affiliatedPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2024Sep 4, 2024
Neelab HakamiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePerennial Financial Services independent RIAWirehouse to independent RIAJul 5, 2024Jul 2, 2024
Alan Ranier SimeonEaton Vance Management asset managerPerennial Financial Services independent RIAOtherMay 14, 2024May 2, 2024
Evidio T MayeaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePerennial Financial Services independent RIAWirehouse to independent RIAMay 14, 2024May 13, 2024
Ximena Sophia Silva-AvilaEdward Jones national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2024Jan 1, 2026 (699 d)
Carole Riley FordFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Steven Jon JollyFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Robert Gillis FarmerFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Mary Dawn CollinsFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Eric Ryan SimoniansFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Brian Joseph UllmannFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 31, 2023
Nikolaus Stephen RedmondFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Erin Ford RedmondFord Financial Group independent RIAPerennial Financial Services independent RIARIA to RIAMay 12, 2023Jan 30, 2023
Davis Domingo AldanaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePerennial Financial Services independent RIAWirehouse to independent RIAAug 19, 2022Aug 19, 2022
Eddie Chewkwong ChanAmeriprise Financial Services, LLC national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2022Jul 21, 2022
Kent Katsuo TanakaIntegrated Wealth Concepts LLC independent RIAPerennial Financial Services independent RIARIA to RIAOct 5, 2021Jan 2, 2026 (1550 d)
Michael Dean FullerRaymond James Financial Services Advisors, Inc BD affiliatedPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2021Jan 1, 2025 (1302 d)
Robert Douglas BarberRaymond James Financial Services Advisors, Inc BD affiliatedPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2021Jun 8, 2021
Anthony Seo LeeU.S. Bancorp Advisors, LLC BD affiliatedPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2021May 18, 2021
Jason Russell GoodLPL Financial LLC BD affiliatedPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2020Jul 16, 2020
Stan D ChooAmeriprise Financial Services, LLC national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2019Mar 29, 2019
Amy Wang-Yi JohnsonEdward Jones national BDPerennial Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2019Feb 19, 2019
Zara GuiviLPL Financial LLC otherPerennial Financial Services no RAUMOtherSep 26, 2017Jun 13, 2017
Shirley Co TanLake Avenue Financial, LLC unclassifiedPerennial Financial Services otherOtherSep 5, 2017Aug 21, 2017
Bart Richard AlbrigoOakshore Partners, LLC no RAUMPerennial Financial Services independent RIAOtherJun 21, 2017Jan 30, 2023 (2049 d)
Dennis Fu-Teh ShuWells Fargo Advisors wirehousePerennial Financial Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 14, 2014Jun 12, 2017 (941 d)
Brandon Blake SchwartzMorgan Stanley wirehousePerennial Financial Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 16, 2012Jun 12, 2017 (1853 d)
David Philip AronovitchChase Investment Services Corp. otherPerennial Financial Services independent RIAOtherDec 9, 2010Aug 31, 2018 (2822 d)
Dane Christopher StreeterWealthwise LLC unclassifiedPerennial Financial Services no RAUMOtherDec 31, 2008Jun 12, 2017 (3085 d)
Christopher Andrew NowakowskiUBS Financial Services Inc. wirehousePerennial Financial Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 23, 2004Jun 12, 2017 (4707 d)
John Bennett PetrickUBS Financial Services Inc. wirehousePerennial Financial Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 23, 2004Jun 12, 2017 (4707 d)
Page 1 of 1
39 moves match.