DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bordeaux Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Samuel Chapman MaxwellExecutive Wealth Group, LLC independent RIABordeaux Wealth Advisors independent RIARIA to RIAJun 18, 2024May 1, 2024
Maggie Chi LiuEmpirical Wealth Management independent RIABordeaux Wealth Advisors independent RIARIA to RIAJul 19, 2023Jul 5, 2023
Philip Thomas PlattColdstream Wealth Management independent RIABordeaux Wealth Advisors independent RIARIA to RIAMay 10, 2023May 10, 2023
Darren BadoKestra Advisory Services, LLC BD affiliatedBordeaux Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2023Mar 30, 2023
Miles Brandon AmodeoHayashi & Wayland Investment Services, LLC unclassifiedBordeaux Wealth Advisors independent RIAOtherMar 30, 2022Mar 25, 2022
Justin Carl DimeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBordeaux Wealth Advisors independent RIAWirehouse to independent RIAMar 16, 2022Mar 23, 2022
Brian Russell VowinkelColdstream Wealth Management independent RIABordeaux Wealth Advisors independent RIARIA to RIASep 10, 2021Sep 29, 2021
Allison KollarBrownson, Rehmus & Foxworth, Inc. independent RIABordeaux Wealth Advisors independent RIARIA to RIAJan 6, 2021Oct 5, 2021 (272 d)
Sean Van Der WalCharles Schwab & Co., Inc. national BDBordeaux Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2020May 10, 2022 (643 d)
Jason Anthony PfannenstielMirador Capital Partners independent RIABordeaux Wealth Advisors independent RIARIA to RIAOct 16, 2018Nov 1, 2018
James Michael HeringUnion Square Global Wealth Management mixed wealthBordeaux Wealth Advisors independent RIARIA to RIAApr 24, 2018Nov 2, 2020 (923 d)
David Keith MurdockBrownson, Rehmus & Foxworth no RAUMBordeaux Wealth Advisors otherOtherApr 5, 2017Apr 14, 2017
Thomas Carl MyersBrownson, Rehmus & Foxworth no RAUMBordeaux Wealth Advisors otherOtherApr 5, 2017Apr 14, 2017
Timothy Winfield HarveyBrownson, Rehmus & Foxworth no RAUMBordeaux Wealth Advisors otherOtherApr 5, 2017Apr 14, 2017
Andrew John IshBrownson, Rehmus & Foxworth no RAUMBordeaux Wealth Advisors otherOtherApr 5, 2017Apr 14, 2017
Tyler Cory JohnsonBrownson, Rehmus & Foxworth no RAUMBordeaux Wealth Advisors otherOtherApr 5, 2017Apr 14, 2017
Christopher Cameron LearyBrownson, Rehmus & Foxworth no RAUMBordeaux Wealth Advisors otherOtherApr 5, 2017Apr 14, 2017
Jave Darrick RaganGreene Wealth Management, LLC otherBordeaux Wealth Advisors independent RIAOtherApr 11, 2011Aug 26, 2020 (3425 d)
Jon Carter SnareDeloitte Investment Advisors LLC unclassifiedBordeaux Wealth Advisors independent RIAOtherJun 7, 2006Jan 6, 2020 (4961 d)
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19 moves match.