DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Heritage Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Michael ThomasOsaic Institutions, Inc. BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2022Jul 1, 2022
Emily FaulknerCommonwealth Financial Network national BDHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 28, 2022Apr 6, 2022
Christian Mark HarrisIht Wealth Management LLC BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2022May 31, 2022 (92 d)
Patrick Timothy FreemanFreeman Wealth Management LLC unclassifiedHeritage Wealth Management, LLC independent RIAOtherDec 31, 2021May 28, 2021
Joel Arthur Beyer215 Advisors, LLC unclassifiedHeritage Wealth Management, LLC independent RIAOtherJan 7, 2021Sep 23, 2020
Edward Arthur Mckelvey215 Advisors, LLC unclassifiedHeritage Wealth Management, LLC independent RIAOtherJan 7, 2021Sep 16, 2020
Darryl Joseph ChouinardElite Investment Team LLC independent RIAHeritage Wealth Management, LLC independent RIARIA to RIADec 31, 2020Mar 19, 2020
Kurt James ObermillerElite Investment Team LLC independent RIAHeritage Wealth Management, LLC independent RIARIA to RIADec 31, 2020Mar 26, 2020
Thomas William McauliffeAdvisor Resource Council BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2020Oct 27, 2020
Bryan Alan LeinartScf Investment Advisors, Inc. BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2020Sep 29, 2020
Stephen SpachLPL Financial LLC BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2020Aug 17, 2020
Michael LawrenceEagle Strategies LLC BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2020Sep 23, 2020 (41 d)
Jason DuffautLPL Financial LLC BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2020Jun 1, 2020
Carson James GroverOneamerica Securities, Inc. BD affiliatedHeritage Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2020Apr 15, 2020
Jack Andrew BarkerJuncture Wealth Strategies, LLC independent RIAHeritage Wealth Management, LLC otherOtherNov 16, 2018Jul 24, 2017
Barry Scott RhonemusJuncture Wealth Strategies, LLC independent RIAHeritage Wealth Management, LLC otherOtherNov 16, 2018Jul 6, 2017
Connor Pierce SmithJuncture Wealth Strategies, LLC independent RIAHeritage Wealth Management, LLC otherOtherNov 16, 2018Jun 28, 2017
David Tyler HeymannFirst Allied Advisory Services, Inc. otherHeritage Wealth Management, LLC independent RIAOtherJun 23, 2017Nov 16, 2021 (1607 d)
Page 1 of 1
18 moves match.