DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mariner Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George Francis O'BrienTd Private Client Wealth LLC BD affiliatedMariner Wealth no RAUMOtherMar 27, 2026Jun 4, 2026 (69 d)
Scott Michael MartinWealthcare Advisory Partners LLC independent RIAMariner Wealth no RAUMOtherAug 14, 2025Nov 4, 2025 (82 d)
Preston Blair SmithAvantax Advisory Services BD affiliatedMariner Wealth no RAUMOtherJun 20, 2025Jun 27, 2025
Trisha Joy RiemanAvantax Advisory Services BD affiliatedMariner Wealth no RAUMOtherJun 20, 2025Jun 27, 2025
Taylor GilpinAvantax Advisory Services BD affiliatedMariner Wealth no RAUMOtherJun 20, 2025Jun 23, 2025
Toni Marie SchwahnAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherSep 5, 2024Apr 16, 2025 (223 d)
Joseph S JamesAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherSep 4, 2024Aug 16, 2024
Andrea Faye UsryAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherAug 23, 2024Sep 13, 2024
Adam Robert DeckerAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherAug 20, 2024Aug 1, 2024
Donna Jeanette BriggsAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherAug 20, 2024Aug 27, 2024
Jeff Joseph BurdsAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherAug 6, 2024Aug 18, 2024
Angela Lea ZirkelbachAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherJun 28, 2024Jun 18, 2024
Michael Ray CombsAvantax Planning Partners, Inc. BD affiliatedMariner Wealth no RAUMOtherJun 28, 2024Jun 20, 2024
David S PummelAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherJul 7, 2022Aug 23, 2022 (47 d)
Elizabeth Anne GolwayAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 31, 2021Jun 13, 2022 (164 d)
Daniel Frank HutchinsAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 22, 2021Feb 11, 2022 (51 d)
Robert Lyle JonesAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 22, 2021Feb 17, 2023 (422 d)
Deann Lynn MorganMariner BD affiliatedMariner Wealth no RAUMOtherSep 13, 2021Nov 9, 2020
Steven Kelly DugganAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 1, 2020Nov 23, 2020
Dennis John MuyskensAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 1, 2020Nov 23, 2020
Jonathan Michael FortinHeritage Wealth Advisors independent RIAMariner Wealth no RAUMOtherAug 7, 2020Dec 13, 2023 (1223 d)
Scott A. BrokkeAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherJun 30, 2020Aug 17, 2020 (48 d)
Timothy Robert MarshallMariner BD affiliatedMariner Wealth no RAUMOtherFeb 14, 2020Feb 10, 2020
Timothy George BruckerMariner BD affiliatedMariner Wealth no RAUMOtherFeb 14, 2020Feb 7, 2020
Paul Elliot CohenTwo West Capital Advisors LLC institutionalMariner Wealth no RAUMOtherSep 18, 2019Oct 7, 2019
Christopher Dale FordTwo West Capital Advisors LLC institutionalMariner Wealth no RAUMOtherSep 18, 2019Sep 23, 2019
Joshua James HonnTwo West Capital Advisors LLC institutionalMariner Wealth no RAUMOtherAug 26, 2019Sep 23, 2019
Thomas William SchleismanAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherJul 23, 2019Oct 8, 2019 (77 d)
Todd Henry Van Bruggen1st Global Advisors Inc BD affiliatedMariner Wealth no RAUMOtherMar 19, 2019Oct 23, 2019 (218 d)
Brent Travis FriehaufAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherDec 13, 2017Feb 15, 2018 (64 d)
Robert Harold BergerAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherNov 22, 2017Jan 19, 2018 (58 d)
Travis John SchmitzAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
Daniel Jon DavisAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
Scott D SorensonAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
Ryan Michael LuetkenhausAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
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35 moves match.