DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Apo Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brannon | Allstate Financial Advisors, LLC BD affiliated | Apo Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Jul 7, 2026 (56 d) |
| Eric Paul Butler | Fiduciary Investment Trusts, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Dec 13, 2021 | Dec 14, 2021 |
| Kerry Ray Morris | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Dec 31, 2019 | Mar 17, 2020 (77 d) |
| Tammy B Paxton | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Dec 16, 2019 | Feb 18, 2020 (64 d) |
| Katie Lynn Prosser | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Dec 13, 2019 | Feb 18, 2020 (67 d) |
| Brian Erle Gray | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Aug 13, 2019 | Jul 8, 2019 |
| Johnny Michael Goodhue | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Aug 13, 2019 | Jul 3, 2019 |
| Raymond John Stein | Horter Investment Management, LLC independent RIA | Apo Financial Services, LLC independent RIA | RIA to RIA | Aug 13, 2019 | Aug 9, 2019 |
| Leah Trietiak | Morgan Stanley wirehouse | Apo Financial Services, LLC independent RIA | Wirehouse to independent RIA | Aug 3, 2016 | Jan 17, 2023 (2358 d) |
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9 moves match.