DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Liberty One Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter John OrthMoney Concepts Advisory Service BD affiliatedLiberty One Investment Management asset managerOtherApr 15, 2026Oct 22, 2019
Benjamin William PahlMoney Concepts Advisory Service BD affiliatedLiberty One Investment Management no RAUMOtherApr 15, 2026Jun 21, 2019
Phillip Michael GoberOrion Portfolio Solutions, LLC BD affiliatedLiberty One Investment Management asset managerOtherMay 8, 2025Oct 17, 2025 (162 d)
Gregory John SanderCetera Advisor Networks LLC BD affiliatedLiberty One Investment Management asset managerOtherDec 31, 2022Jan 17, 2023
Roch Richard TranelMoney Concepts Advisory Service BD affiliatedLiberty One Investment Management no RAUMOtherOct 21, 2022Jun 21, 2019
Nicholas Kengguan NgMoney Concepts Advisory Service BD affiliatedLiberty One Investment Management asset managerOtherSep 21, 2022Oct 12, 2020
Jared Nevel BosleyOrion Portfolio Solutions, LLC independent RIALiberty One Investment Management asset managerOtherSep 20, 2022Oct 10, 2022
Sean Thomas BeltonOrion Portfolio Solutions, LLC independent RIALiberty One Investment Management asset managerOtherSep 1, 2022Oct 29, 2025 (1154 d)
Steven Allen GroveOrion Portfolio Solutions, LLC independent RIALiberty One Investment Management asset managerOtherSep 1, 2022Oct 11, 2022 (40 d)
John Robert CrowellT. Rowe Price Advisory Services, Inc. independent RIALiberty One Investment Management otherOtherJan 11, 2021Jun 7, 2024 (1243 d)
Benjamin Charles McqueenOrion Portfolio Solutions, LLC independent RIALiberty One Investment Management asset managerOtherNov 11, 2020Nov 12, 2025 (1827 d)
Karen Michelle MillsOrion Portfolio Solutions, LLC independent RIALiberty One Investment Management asset managerOtherJun 12, 2020Jun 22, 2020
Michael John SciulliMoney Concepts Advisory Service BD affiliatedLiberty One Investment Management asset managerOtherOct 22, 2019Oct 23, 2019
Logan Alexander SummersEdward Jones national BDLiberty One Investment Management otherOtherSep 27, 2018Oct 16, 2024 (2211 d)
Eric MillerAdvice And Planning Services otherLiberty One Investment Management asset managerOtherDec 6, 2013Jul 11, 2025 (4235 d)
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15 moves match.