DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Api Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neal Paul Quon | Next Financial Group, Inc. BD affiliated | Api Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 21, 2025 |
| Rebecca Cross | Secure Investment Management, LLC independent RIA | Api Financial Advisors, LLC independent RIA | RIA to RIA | Jun 16, 2025 | Jan 1, 2026 (199 d) |
| Tim Taylor Smith | Packerland Brokerage Services, Inc. independent RIA | Api Financial Advisors, LLC independent RIA | RIA to RIA | Mar 18, 2025 | Mar 20, 2025 |
| Victor Tassone | Vt Wealth Advisory LLC unclassified | Api Financial Advisors, LLC independent RIA | Other | Dec 31, 2024 | Dec 16, 2024 |
| Dustan R Christensen | Regal Investment Advisors LLC BD affiliated | Api Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | May 6, 2025 (260 d) |
| Kurt M Arseneau | Solomon Api LLC independent RIA | Api Financial Advisors, LLC independent RIA | RIA to RIA | Jun 17, 2024 | Jan 26, 2022 |
| Alex Brian Luaders | Road Maps Financial Group, LLC state registered | Api Financial Advisors, LLC no RAUM | Other | Dec 31, 2023 | Sep 17, 2019 |
| Norman Berry Taylor | Transamerica Financial Advisors, LLC BD affiliated | Api Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2023 | May 24, 2023 (89 d) |
| William Stephen Glover | Virtue Capital Management, LLC independent RIA | Api Financial Advisors, LLC no RAUM | Other | Jan 13, 2022 | Aug 13, 2020 |
| Bradley Charles Tipple | Lake Street independent RIA | Api Financial Advisors, LLC independent RIA | RIA to RIA | Jul 23, 2020 | Apr 8, 2021 (259 d) |
| Andrew Raymond Scheirer | Kovack Advisors, Inc. BD affiliated | Api Financial Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 9, 2020 | Apr 14, 2020 (36 d) |
| Stephen Neil Spicer | Spicer Capital, LLC unclassified | Api Financial Advisors, LLC no RAUM | Other | Dec 11, 2019 | Dec 11, 2019 |
| Ward Paul Brooks | Solomon Api LLC independent RIA | Api Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Sep 16, 2019 | Sep 12, 2019 |
| Matthew Edwin Myland | Wealth Watch Advisors, Inc other | Api Financial Advisors, LLC independent RIA | Other | Jan 13, 2017 | Sep 3, 2026 (3520 d) |
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14 moves match.