DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Parcion Private Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Shaw Cleveland | Cresset Asset Management, LLC independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Dec 5, 2025 | Feb 6, 2026 (63 d) |
| Daniel Reuben | Pathstone independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Mar 31, 2025 | May 13, 2025 (43 d) |
| Nathan James Mumford | Tschetter Group independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Feb 27, 2025 | Mar 12, 2025 |
| Daniel Fox Walker | Fidelity Personal And Workplace Advisors BD affiliated | Parcion Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2025 | Feb 26, 2025 (48 d) |
| Jacob Benson | Corient independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Sep 3, 2024 | Oct 4, 2024 (31 d) |
| Harlan Jason Shulevitz | Charles Schwab & Co., Inc. national BD | Parcion Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Nov 20, 2023 (46 d) |
| Blake W Mckibbin | RBC Capital Markets, LLC national BD | Parcion Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2023 | Jun 12, 2023 |
| Tim William Bond | Winthrop Capital Management institutional | Parcion Private Wealth LLC independent RIA | Other | Sep 1, 2022 | Dec 13, 2022 (103 d) |
| Brendan Michael Sullivan | Sound Legacy Wealth Advisors, LLC independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Jan 20, 2022 | Nov 4, 2021 |
| Kevin Lewis Penner | Pathstone independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Nov 15, 2021 | Dec 24, 2021 (39 d) |
| Lars Henrikson | Pathstone independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Sep 21, 2021 | Jan 13, 2022 (114 d) |
| James Lawrence Moore | Pathstone independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Dec 3, 2020 | Mar 10, 2021 (97 d) |
| Jacob David Mahoney | Coldstream Wealth Management independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Sep 8, 2020 | Jan 5, 2021 (119 d) |
| Terrance Leo Cook | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 6, 2019 | Oct 28, 2019 |
| Jennifer Nagai | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC independent RIA | Wirehouse to independent RIA | Nov 6, 2019 | May 8, 2020 (184 d) |
| Kyle Kosuke Ha'Aheo Caouette | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 6, 2019 | Oct 25, 2019 |
| Ryan James Halleran | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC independent RIA | Wirehouse to independent RIA | Nov 6, 2019 | May 11, 2020 (187 d) |
| Kathleen Elizabeth Carbone | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC independent RIA | Wirehouse to independent RIA | Nov 6, 2019 | May 11, 2020 (187 d) |
| Mary Johnson | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC independent RIA | Wirehouse to independent RIA | Nov 6, 2019 | May 12, 2020 (188 d) |
| Michael David Kjell Raine | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC independent RIA | Wirehouse to independent RIA | Nov 6, 2019 | May 11, 2020 (187 d) |
| William Cole Anderson | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC independent RIA | Wirehouse to independent RIA | Nov 6, 2019 | May 11, 2020 (187 d) |
| Galen Camp | UBS Financial Services Inc. wirehouse | Parcion Private Wealth LLC independent RIA | Wirehouse to independent RIA | Nov 6, 2019 | May 11, 2020 (187 d) |
| John Andre De Carvalho | Threadline Wealth other | Parcion Private Wealth LLC independent RIA | Other | Mar 6, 2018 | Jun 22, 2020 (839 d) |
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23 moves match.