DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Benchmark Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Gardner ConverseVerus Capital Partners, LLC independent RIABenchmark Advisory Services, LLC independent RIARIA to RIAJan 10, 2023Nov 23, 2021
Scott RothbortLakeview Asset Management, LLC unclassifiedBenchmark Advisory Services, LLC independent RIAOtherJan 20, 2022Jul 29, 2021
Barry WaxlerVerus Capital Partners, LLC independent RIABenchmark Advisory Services, LLC independent RIARIA to RIADec 14, 2021Oct 25, 2021
Cynthia A PulverInternational Assets Investment Management, LLC BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2021Dec 14, 2021
Anthony Albert NardiLPL Financial LLC BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2021Oct 11, 2021
John Jason FerneauBfc Planning, Inc. BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2021Aug 18, 2021
Derrick Salvador AvelarCreative Planning independent RIABenchmark Advisory Services, LLC independent RIARIA to RIAAug 17, 2021Aug 17, 2021
Thomas MelburnCambria Capital LLC independent RIABenchmark Advisory Services, LLC independent RIARIA to RIAJun 24, 2021Aug 19, 2021 (56 d)
Kalyan KaviliAmeriprise Financial Services, LLC national BDBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2021May 14, 2021
Logan Brooks LowreyCape Investment Advisory, Inc. independent RIABenchmark Advisory Services, LLC independent RIARIA to RIAApr 28, 2021Apr 28, 2021
Debinder DeshmukhAmeriprise Financial Services, LLC national BDBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2021Apr 6, 2021
Michael MuratoreLPL Financial LLC BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2021Mar 26, 2021
David SalinasCape Investment Advisory, Inc. independent RIABenchmark Advisory Services, LLC independent RIARIA to RIASep 30, 2020Aug 16, 2021 (320 d)
Thomas Edwards GrimmMillennial Advisers, LLC. independent RIABenchmark Advisory Services, LLC independent RIARIA to RIAAug 31, 2020Aug 25, 2020
Dominick Vincent PullanoAegis Capital Corp. BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2020Jun 3, 2020
Matthew J NielsenStonecrest Advisors, Inc. mixed wealthBenchmark Advisory Services, LLC independent RIARIA to RIAMay 28, 2020May 21, 2020
Rikin Kaushik PatelStonex Advisors Inc. BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2020May 22, 2020
Henry Joseph O'BrienOsaic Wealth, Inc. BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2019May 26, 2020 (175 d)
Christopher Thomas DoyleSecurities America Advisors, Inc. BD affiliatedBenchmark Advisory Services, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 25, 2019Oct 14, 2019
David Jaindl MartinCape Investment Advisory, Inc. independent RIABenchmark Advisory Services, LLC no RAUMRIA to a newly registered adviserNov 13, 2019Nov 5, 2019
Michael Haskel NessimCape Investment Advisory, Inc. independent RIABenchmark Advisory Services, LLC no RAUMRIA to a newly registered adviserOct 3, 2019Oct 24, 2019
Bradley Seth MayerSb Advisory, LLC BD affiliatedBenchmark Advisory Services, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 11, 2019Oct 11, 2019
John LoefflerSb Advisory, LLC BD affiliatedBenchmark Advisory Services, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 11, 2019Dec 10, 2019 (90 d)
Christopher John KriakPnc Wealth Management BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2019Sep 8, 2020 (531 d)
Tyler Thomas BashawOsotoro unclassifiedBenchmark Advisory Services, LLC independent RIAOtherDec 31, 2018Jul 30, 2021 (942 d)
Richard Mark BassSignator Investors, Inc. otherBenchmark Advisory Services, LLC independent RIAOtherDec 31, 2017Mar 23, 2020 (813 d)
Stephen M DigennaroAegis Capital Corp. otherBenchmark Advisory Services, LLC independent RIAOtherOct 9, 2013Mar 2, 2022 (3066 d)
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27 moves match.