DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Group Private Client Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Richard RezzaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAJul 27, 2026Aug 13, 2026
Nicole SantaroniStrategic Advisers LLC national BDCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2026Aug 13, 2026 (38 d)
Keith Thomas BrennanNeuberger Berman Bd LLC no RAUMCapital Group Private Client Services, Inc. independent RIAOtherMar 20, 2026Mar 25, 2026
Caroline Margaret TruchanStrategic Advisers LLC national BDCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2026Apr 6, 2026
Cameron Jaimes KilleenRBC Rochdale, LLC BD affiliatedCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2026Apr 6, 2026 (33 d)
Michael Min-Kai ChenFirst Foundation Advisors independent RIACapital Group Private Client Services, Inc. independent RIARIA to RIAJan 9, 2026Jan 15, 2026
Kevork George DulgeryanJ.P. Morgan Securities LLC wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIADec 21, 2025Jan 6, 2026
Kevin Francis DolanCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherOct 23, 2025Sep 6, 2025
Nora Christina MccormackCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherOct 11, 2025Sep 16, 2025
Lucas Nathanial TrammellCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherSep 29, 2025Sep 15, 2025
Jaimie Christina MillerCitigroup Global Markets Inc. BD affiliatedCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2025Oct 28, 2025 (32 d)
William Christopher JenkinsCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherSep 18, 2025Sep 15, 2025
Nikita Rajeev MutalikBbr Partners, LLC independent RIACapital Group Private Client Services, Inc. independent RIARIA to RIAAug 29, 2025Dec 3, 2025 (96 d)
Massimo BufaliniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAJul 29, 2025Aug 26, 2025
Jonathan E TaylorRBC Rochdale, LLC BD affiliatedCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2025Oct 30, 2025 (132 d)
Kristen HillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAFeb 4, 2025Feb 25, 2025
Marco SementilliMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAJan 3, 2025Mar 19, 2025 (75 d)
Nathan Zebadiah O'ConnellJ.P. Morgan Securities LLC wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAOct 3, 2024Dec 17, 2024 (75 d)
Siobhan Kirby MorseFidelity Personal And Workplace Advisors BD affiliatedCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2024Oct 25, 2024
Joyce LeeFirst Foundation Advisors independent RIACapital Group Private Client Services, Inc. independent RIARIA to RIASep 11, 2024Mar 6, 2025 (176 d)
Mariella Ann CarusoIeq Capital, LLC independent RIACapital Group Private Client Services, Inc. independent RIARIA to RIAJun 14, 2024May 14, 2026 (699 d)
David ArchilaCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherJan 25, 2023Dec 18, 2024 (693 d)
William Eagan FordCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherAug 15, 2022Sep 22, 2022 (38 d)
Andrew Joseph LearyWells Fargo Advisors wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAJun 30, 2022Apr 29, 2025 (1034 d)
Amy FooU.S. Bancorp Advisors, LLC BD affiliatedCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2021Sep 20, 2021
Joshua JogwePruco Securities, LLC BD affiliatedCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2021Aug 26, 2021 (42 d)
Eileen Catherine KaneTruist Advisory Services, Inc. BD affiliatedCapital Group Private Client Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2018Sep 19, 2024 (2117 d)
James Peter EvansCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherOct 19, 2015Apr 1, 2025 (3452 d)
Douglas Mcleod KilroyRBC Rochdale, LLC otherCapital Group Private Client Services, Inc. independent RIAOtherAug 31, 2015Aug 9, 2024 (3266 d)
Michelle Moon St JulienWells Fargo Advisors wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAMar 18, 2011Oct 28, 2024 (4973 d)
Michael Bartley LaubensteinWells Fargo Investments, LLC unclassifiedCapital Group Private Client Services, Inc. independent RIAOtherMar 22, 2006Apr 30, 2026 (7344 d)
Brooks Hamilton DoggettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Group Private Client Services, Inc. independent RIAWirehouse to independent RIAJun 23, 2005Nov 4, 2022 (6343 d)
Sunita Hira PatelJ.P. Morgan Securities Inc. unclassifiedCapital Group Private Client Services, Inc. independent RIAOtherDec 2, 2002Apr 29, 2025 (8184 d)
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33 moves match.