DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Transce3nd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nikki Kay PolistinaStableford Capital LLC independent RIATransce3nd LLC independent RIARIA to RIAApr 10, 2026Apr 9, 2026
Raymond Cripps De WittRealta Investment Advisors, Inc BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2026Dec 10, 2025
Tobin Allen Narciso ShortEquitable Advisors, LLC national BDTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2025Jul 23, 2025
John Paul MillerEquitable Advisors, LLC national BDTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2025Apr 7, 2025
Justin Duane MundtRealta Investment Advisors, Inc BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2025Sep 12, 2024
Joel EverettProxy Freedom unclassifiedTransce3nd LLC independent RIAOtherDec 21, 2024Feb 9, 2026 (415 d)
Corwin Eugene DavidsonOsaic Wealth, Inc. BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2024Dec 4, 2024
Ryan J MunozInspire Advisors, LLC independent RIATransce3nd LLC independent RIARIA to RIANov 8, 2024Nov 11, 2024
William Joseph AlexanderBrookstone Capital Management LLC independent RIATransce3nd LLC independent RIARIA to RIADec 31, 2023Oct 3, 2022
Daniel Joseph RoemermanArete Wealth Advisors, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2023Jan 4, 2024
Vincent Keith AnnableRealta Investment Advisors, Inc BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2023Jul 26, 2023
Amy JoslinRealta Investment Advisors, Inc BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2023Sep 14, 2023
Robert Lloyd AnnableWealth Strategies Advisory Group unclassifiedTransce3nd LLC independent RIAOtherNov 1, 2023Jul 26, 2023
Andrew John DinkelmeyerWealth Strategies Advisory Group unclassifiedTransce3nd LLC independent RIAOtherNov 1, 2023Jul 26, 2023
Steven Andrew ShorleyAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2023May 22, 2023
Keith Bernard StinebakerAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2023May 23, 2023
Donald Gene DurrTucker Asset Management LLC independent RIATransce3nd LLC independent RIARIA to RIAJul 20, 2023May 6, 2023
John Edward MoriartyAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2023Oct 31, 2022
Larry Kenneth LyonsAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2023Nov 1, 2022
Robert Francis SchillyAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2023Oct 24, 2022
Kyle WilcuttAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2023Oct 24, 2022
Jessica Michelle KnutsonAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Oct 31, 2022
Bruce Gerard WehnerAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Oct 17, 2022
Stephen C JosephAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Oct 17, 2022
Conner CappsAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Oct 17, 2022
Mark Charles SchreiberAe Wealth Management, LLC BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2023Oct 17, 2022
Mark Douglas CaldwellKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
John Edward MoriartyKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
Larry Kenneth LyonsKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
Joseph Allen QuartucciKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022May 26, 2022
Steven J PerrmannKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Aug 25, 2025 (1120 d)
Jennifer Kristie TaylorKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 3, 2022
Joshua Mark HuardKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 3, 2022
Clellan Vance HyattKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
Kyle Jason RobargeKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 3, 2022
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35 moves match.