DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rossby Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Anthony RojasNewedge Advisors BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2026Sep 8, 2026
Lesley Kay DegenhartNewedge Advisors BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2026Sep 8, 2026
John Haywood LyonCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2026Jul 30, 2026
Adrian Dustin PrzyboroWells Fargo Advisors wirehouseRossby Financial, LLC independent RIAWirehouse to independent RIAJul 22, 2026Jul 30, 2026
Bradley Aaron BankenCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 16, 2026Jun 16, 2026
Shepard Alan BuckmanSequence Wealth Management unclassifiedRossby Financial, LLC independent RIAOtherMay 8, 2026Jan 7, 2026
David Drummond OsbornOsborn Wealth Management unclassifiedRossby Financial, LLC independent RIAOtherFeb 27, 2026Sep 15, 2025
Jessica Claire DillonCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2026Jan 2, 2026
Paige Linna CarlsonCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2026Jan 2, 2026
John Christopher Roy AndrewsOsaic Wealth, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2025Dec 5, 2025
Nicola S NicholOsaic Wealth, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2025Dec 12, 2025
Alan Richard JoyceCoral Reef Advisors LLC independent RIARossby Financial, LLC independent RIARIA to RIAJun 27, 2025May 16, 2025
Antonio ReynaOsaic Wealth, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2025Apr 30, 2025
Gary Paul DiegertRiversedge Advisors independent RIARossby Financial, LLC independent RIARIA to RIADec 23, 2024Dec 11, 2024
Frances Ann TolerCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2024Aug 16, 2024
Brandon ClarkCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2024Aug 16, 2024
Anthony Phillip FelipeCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2024Aug 16, 2024
Gulielma Leonard FagerCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2024Aug 16, 2024
Michael Todd MartinCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2024Jul 1, 2024
Randolph Michael MartinCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2024Jul 2, 2024
Alexandra Rose Addington StickelmanTurning Point Financial independent RIARossby Financial, LLC independent RIARIA to RIAApr 11, 2024Aug 26, 2024 (137 d)
Melissa B ReaktenwaltCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2024Feb 23, 2024
Elizabeth Sergeevna Sharonova MillerCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2024Feb 23, 2024
Kelly T RennerCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 11, 2023Dec 5, 2023
Jason Lee RennerCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 11, 2023Dec 6, 2023
Jennifer Lynn SzeklinskiCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 3, 2023Oct 27, 2023
Stephen Paul FlorioCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 26, 2023Apr 29, 2024 (369 d)
Christopher Joseph MarsicoCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 27, 2023Mar 31, 2023
Andrew John EvansCambridge Investment Research Advisors, Inc. BD affiliatedRossby Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2023Jan 1, 2025 (667 d)
Scott Allen BlackleyWealth Development Strategies Investment Advisory, Inc. state registeredRossby Financial, LLC independent RIAOtherOct 29, 2021May 22, 2024 (936 d)
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30 moves match.