DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Diversify Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Lynn Goddard | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 14, 2026 |
| Jarad Michael Minsky | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 14, 2026 |
| Robert Loporto | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 28, 2026 |
| Jackson Robert Rotondo | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Jul 20, 2026 |
| Leo Rotman | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 20, 2026 |
| Adilene Calixtro | Sonoma Allocations independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2026 | Apr 7, 2026 |
| Urban Walter Adams | Dynamic independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2026 | Jan 2, 2026 |
| Benjamin Austin Harding | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Oct 27, 2025 |
| Christopher Michael Donovan | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Oct 27, 2025 |
| Kimberly Ann Harding | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Oct 27, 2025 |
| Matthew Angel | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Oct 27, 2025 |
| Robert Doherty | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Oct 27, 2025 |
| Benjamin Kevin Chappell | Drive Wealth Advisers independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 15, 2025 |
| Jordan Layne Eyre | LPL Financial LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 14, 2025 |
| Marcus Allan Papajohn | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 25, 2025 |
| Kevin Patrick O'Sullivan | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Sep 3, 2025 |
| Stephen Archer Williams | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 9, 2025 |
| Chalise Rashae Westenskow | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 9, 2025 |
| Blair James Perry | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 3, 2025 |
| Stephen F Tate | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 3, 2025 |
| Travis Lynn Kell | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 3, 2025 |
| Michelle Vuksinick | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 3, 2025 |
| Jason Lynn Collier | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 3, 2025 |
| Tiffany Nichole Mounteer | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 3, 2025 |
| Amy Simmons | Robert W. Baird & Co. Incorporated mixed wealth | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2025 | Apr 15, 2025 |
| Stephanie Ryan Birenbaum | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 15, 2025 |
| John H Kim | Cetera Investment Advisers LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Jan 6, 2025 |
| James Patrick King | B. Riley Wealth Advisors, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Oct 18, 2024 |
| Joseph Thomas Finnerty | B. Riley Wealth Advisors, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Oct 18, 2024 |
| Nicholas Tarulli | B. Riley Wealth Advisors, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 18, 2024 |
| Jason Daniel Zivich | Wealthsource? independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 27, 2024 | May 8, 2024 |
| S. Peter Park | LPL Financial LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 16, 2024 |
| Scott Matthew Carlson | Diversify Wealth Management LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2024 | Feb 5, 2024 |
| Kelby Mcmullin | Diversify Wealth Management LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2024 | Feb 5, 2024 |
| Janice Marie Powell | Dfpg Investments, LLC no RAUM | Diversify Advisory Services, LLC BD affiliated | Other | Jul 12, 2024 | Sep 15, 2023 |
| Jordan Andrew Hammer | John Hancock Investment Management LLC asset manager | Diversify Advisory Services, LLC BD affiliated | Other | Jul 1, 2024 | Jul 31, 2024 |
| Daniel Gerald Gomez | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2024 | Jan 12, 2024 |
| Eric Scott Koford | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2024 | Sep 15, 2023 |
| Charles Elmer Sorensen | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2024 | Sep 15, 2023 |
| Daniel Allan Teague | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2024 | Sep 15, 2023 |
| Charles Chadwick Campbell | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2024 | Sep 26, 2023 |
| Peter R Burnham | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2024 | Jan 2, 2024 |
| Christopher Layton Claridge | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2024 | Dec 18, 2023 |
| John Daniel Grady | Cantor Fitzgerald Investment Advisors independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Jan 3, 2024 |
| Sarah Jane Tufts | Crown Capital Securities, L.P. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Feb 1, 2024 |
| Eddie Ghabour | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 27, 2023 |
| Michael Thomas Redmond | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Oct 3, 2023 |
| Breanne Nicole Polonia | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Dec 7, 2023 |
| Joseph Albert Ghabour | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 26, 2023 |
| Anthony Angelo Cipolla | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Oct 3, 2023 |
| David Jay Wrigley | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 15, 2023 |
| Bryan Sonderby | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Dec 8, 2023 |
| Haddy Alexander Homampour | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Dec 7, 2023 |
| Noah Kamuela Beecher | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Jan 1, 2025 (365 d) |
| Laura Elizabeth Balback | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 25, 2023 |
| David J Ali | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 25, 2023 |
| Leon Chang Soo Kim | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 13, 2023 |
| Moriah Ranade | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Jan 2, 2024 |
| Robin Leon Andersen | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 15, 2023 |
| Michael Mccabe | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Oct 12, 2023 |
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125 moves match.