| Cynthia Alexandra Jackson | U.S. Bancorp Investments, Inc. BD affiliated | Digital Ascension Group - Wealth other | Other | Mar 20, 2026 | Apr 21, 2026 (32 d) |
| Brian Kenneth Cobb | Fisher Investments independent RIA | Digital Ascension Group - Wealth other | Other | Mar 5, 2026 | Mar 31, 2026 |
| Joshua Allen Tessar | Truist Advisory Services, Inc. BD affiliated | Digital Ascension Group - Wealth other | Other | Dec 2, 2025 | Mar 27, 2026 (115 d) |
| Jose Louise Amaro | Empower Advisory Group, LLC BD affiliated | Digital Ascension Group - Wealth other | Other | Dec 2, 2025 | Dec 19, 2025 |
| Nicholas G Barnett | Fisher Investments independent RIA | Digital Ascension Group - Wealth other | Other | Nov 5, 2025 | Nov 17, 2025 |
| Tyler M Ochs | Edward Jones national BD | Digital Ascension Group - Wealth other | Other | Oct 30, 2025 | Nov 9, 2025 |
| Martin Andrew Carnes | Fisher Investments independent RIA | Digital Ascension Group - Wealth other | Other | Oct 28, 2025 | Nov 9, 2025 |
| Ashley Nicole Papa | Lido independent RIA | Digital Ascension Group - Wealth other | Other | Oct 17, 2025 | Nov 9, 2025 |
| Ryan Atchley | MML Investors Services, LLC BD affiliated | Digital Ascension Group - Wealth other | Other | Oct 14, 2025 | Nov 12, 2025 |
| Samim Oliveira Syed | Hornor, Townsend & Kent, LLC independent RIA | Digital Ascension Group - Wealth other | Other | Sep 25, 2025 | Oct 6, 2025 |
| Joseph Slattery | Hornor, Townsend & Kent, LLC BD affiliated | Digital Ascension Group - Wealth other | Other | Jul 16, 2025 | Jul 29, 2025 |
| Aaron Wayne Bailey | Pcm Encore, LLC independent RIA | Digital Ascension Group - Wealth other | Other | Jun 16, 2025 | Jan 27, 2026 (225 d) |
| Dax K Westlund | Morgan Stanley wirehouse | Digital Ascension Group - Wealth other | Other | Jun 4, 2025 | Mar 30, 2026 (299 d) |
| Thomas Teal | Centerline Wealth Advisors, LLC independent RIA | Digital Ascension Group - Wealth other | Other | Apr 7, 2025 | May 22, 2025 (45 d) |
| Jennifer Ann O'Hara | Savant Wealth Management independent RIA | Digital Ascension Group - Wealth other | Other | Feb 28, 2025 | Mar 27, 2026 (392 d) |
| Matthew Van Bussum | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Digital Ascension Group - Wealth other | Other | Feb 27, 2024 | Mar 31, 2026 (763 d) |
| Eric Paul Butler | Apo Financial Services, LLC independent RIA | Digital Ascension Group - Wealth no RAUM | RIA to a newly registered adviser | Nov 7, 2023 | Nov 14, 2023 |
| Letitia Roshelle Troutman | Edward Jones national BD | Digital Ascension Group - Wealth other | Other | Jan 13, 2023 | Dec 18, 2025 (1070 d) |
| Timothy Githens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Digital Ascension Group - Wealth other | Other | Aug 8, 2016 | Jun 26, 2025 (3244 d) |