DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sovran Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mitchell Ryan RothVanguard Advisers, Inc. BD affiliatedSovran Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2026Apr 15, 2026
David M CoenCreative Planning independent RIASovran Advisors, LLC independent RIARIA to RIAApr 2, 2026Mar 30, 2026
Jaye Clifford Oppedahl FergusonCharles Schwab & Co., Inc. national BDSovran Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2026Feb 9, 2026
Richard ReithStifel Independent Advisors, LLC BD affiliatedSovran Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2025Dec 26, 2025
Russell Boyce AlbrightRwa Wealth Partners independent RIASovran Advisors, LLC independent RIARIA to RIAApr 15, 2025Apr 17, 2025
Tiffany M YeeCuso Financial Services, L.P. BD affiliatedSovran Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2025Mar 17, 2025
William James OconnellThe Wealth Consulting Group independent RIASovran Advisors, LLC independent RIARIA to RIAMar 12, 2025Feb 10, 2025
William James LafleurThe Wealth Consulting Group independent RIASovran Advisors, LLC independent RIARIA to RIAMar 12, 2025Feb 10, 2025
Margery Anne NeisRwa Wealth Partners independent RIASovran Advisors, LLC independent RIARIA to RIAMar 11, 2025Apr 30, 2025 (50 d)
Kathleen Ann StovelMML Investors Services, LLC BD affiliatedSovran Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2024Dec 20, 2024
Kirk SnyderMorgan Stanley wirehouseSovran Advisors, LLC independent RIAWirehouse to independent RIANov 27, 2024Nov 15, 2024
Claudia Yihsien LinTrilogy Capital, Inc. independent RIASovran Advisors, LLC independent RIARIA to RIAOct 30, 2024Nov 1, 2024
Alfonso Leo ValdezTrilogy Capital, Inc. independent RIASovran Advisors, LLC independent RIARIA to RIASep 24, 2024Sep 25, 2024
Zareh K ShahinianPruco Securities, LLC BD affiliatedSovran Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2024Aug 13, 2024
Edward ParkerBamboo Wealth Strategies independent RIASovran Advisors, LLC independent RIARIA to RIAJun 14, 2024May 20, 2024
Julie J FoongLPL Financial LLC independent RIASovran Advisors, LLC independent RIARIA to RIAApr 17, 2018Feb 19, 2025 (2500 d)
Tony RaygozaLPL Financial LLC independent RIASovran Advisors, LLC independent RIARIA to RIAApr 17, 2018Jul 7, 2025 (2638 d)
Edmundo Cereceres AlvaradoLPL Financial LLC independent RIASovran Advisors, LLC independent RIARIA to RIAApr 17, 2018Jun 5, 2024 (2241 d)
Robert Lawrence WheatleyLPL Financial LLC independent RIASovran Advisors, LLC independent RIARIA to RIAApr 13, 2018Sep 24, 2024 (2356 d)
Perry James JohnsonLPL Financial LLC independent RIASovran Advisors, LLC independent RIARIA to RIADec 31, 2017Feb 19, 2025 (2607 d)
Jeremy Scot MartinsonNew England Securities Corporation otherSovran Advisors, LLC independent RIAOtherDec 4, 2013Jan 1, 2025 (4046 d)
Harry David AdinataMorgan Stanley Dw Inc. unclassifiedSovran Advisors, LLC independent RIAOtherFeb 26, 2003Jul 16, 2026 (8541 d)
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22 moves match.