DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Security Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph D. Hess | Vanguard Advisers, Inc. BD affiliated | Security Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 21, 2025 |
| Matthew J Herink | Lexaurum Advisors independent RIA | Security Capital Management independent RIA | RIA to RIA | Nov 26, 2024 | Dec 3, 2024 |
| Anthony Gaetano Decicco | Morgan Stanley wirehouse | Security Capital Management independent RIA | Wirehouse to independent RIA | Jun 28, 2023 | Jun 9, 2023 |
| Tyler Andrew Brautigan | United Brokerage Services Inc BD affiliated | Security Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 | Jun 9, 2021 |
| Shane Vincent Pamphilis | Pnc Wealth Management BD affiliated | Security Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2021 | May 21, 2021 |
| Lori Milner Pointer | Valmark Advisers, Inc. BD affiliated | Security Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2020 | Feb 4, 2021 (395 d) |
| Joyce Ann Libby | Ehd Advisory Services, Inc. independent RIA | Security Capital Management independent RIA | RIA to RIA | Jun 14, 2019 | Mar 25, 2019 |
| Melanie Herbst | Edward Jones national BD | Security Capital Management other | Other | Sep 21, 2017 | Oct 25, 2017 (34 d) |
| Jeanne Marie Miller | Pnc Wealth Management other | Security Capital Management other | Other | Feb 24, 2014 | Jan 31, 2014 |
| Joshua Earl Braunlich | United Brokerage Services Inc other | Security Capital Management other | Other | Oct 19, 2012 | Oct 4, 2012 |
| Seth Perry White | Mckinley Carter Wealth Services, Inc. other | Security Capital Management other | Other | Feb 13, 2012 | May 23, 2012 (100 d) |
| Shawn P Rohrig | Wells Fargo Advisors wirehouse | Security Capital Management other | Other | Apr 14, 2011 | Apr 18, 2011 |
| C. Lewis Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Security Capital Management other | Other | Jun 3, 2009 | Jun 2, 2009 |
| Bernadette Marie Smith | Banc One Securities Corporation unclassified | Security Capital Management other | Other | Sep 3, 2003 | Mar 31, 2006 (940 d) |
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14 moves match.