DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sunbelt Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Leo Vinson ReichleOppenheimer & Co. Inc. BD affiliatedSunbelt Securities BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2025Jul 21, 2025
Harrison Spencer HamiltonSmith Anglin Financial, LLC independent RIASunbelt Securities BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2025Jun 4, 2025
Robert Allen BoswellAvidian Wealth Solutions independent RIASunbelt Securities BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2025Feb 4, 2025
Patrick Michael BuckleySaxon Financial Group independent RIASunbelt Securities BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2024Mar 18, 2024
Christopher Dale MetscherFamilywealth mixed wealthSunbelt Securities independent RIARIA to RIANov 22, 2023Feb 21, 2019
Robert Andrew DishmanMorgan Stanley wirehouseSunbelt Securities BD affiliatedWirehouse to affiliated broker-dealer or bankMar 20, 2023Mar 22, 2023
Patrick Stephenson JolliffeFamilywealth Asset Management independent RIASunbelt Securities BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2023Mar 9, 2023
James Michael WalkerAscendant Advisors, LLC otherSunbelt Securities independent RIAOtherJan 7, 2021Oct 13, 2020
Kyle Michael KochShamrock Asset Management LLC independent RIASunbelt Securities independent RIARIA to RIADec 31, 2019Oct 31, 2019
Heinrich GroblerHightower Private Client independent RIASunbelt Securities BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jul 1, 2021 (548 d)
Gregory Lane WilliamsonLexington Investment Company, Inc. unclassifiedSunbelt Securities independent RIAOtherDec 16, 2019Sep 12, 2019
Thomas Joseph ChretienMorgan Stanley wirehouseSunbelt Securities independent RIAWirehouse to independent RIAMar 19, 2019Apr 23, 2019 (35 d)
Louis Lee HagginLexington Investment Company, Inc. unclassifiedSunbelt Securities independent RIAOtherJan 8, 2019Sep 17, 2019 (252 d)
Phillip Lee ElliottLexington Investment Company, Inc. unclassifiedSunbelt Securities independent RIAOtherJan 8, 2019Sep 20, 2019 (255 d)
Ross Harrison ClementsLexington Investment Company, Inc. unclassifiedSunbelt Securities independent RIAOtherJan 8, 2019Sep 17, 2019 (252 d)
Stanley Scott KerrickLexington Investment Company, Inc. unclassifiedSunbelt Securities independent RIAOtherJan 8, 2019Sep 17, 2019 (252 d)
Riccardo SignorelliLavaca Capital, LLC independent RIASunbelt Securities independent RIARIA to RIAOct 29, 2018Oct 3, 2018
Kirk Aaron FreedleJolliffe Capital, Inc. independent RIASunbelt Securities otherOtherJun 30, 2018Apr 13, 2011
Irene M. KelleyMorgan Stanley wirehouseSunbelt Securities independent RIAWirehouse to independent RIAMay 21, 2018Jun 6, 2018
Melvin Saul JacobsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSunbelt Securities otherOtherJan 12, 2018Feb 21, 2018 (40 d)
Charles Beaman JimersonWfg Advisors, LP otherSunbelt Securities otherOtherAug 15, 2017Aug 3, 2017
Marty HarariWfg Advisors, LP otherSunbelt Securities otherOtherAug 15, 2017Aug 10, 2017
Kerry Mark RigdonWfg Advisors, LP otherSunbelt Securities otherOtherAug 3, 2017Aug 10, 2017
Robert Philip SchlangenWfg Advisors, LP otherSunbelt Securities otherOtherJun 22, 2017Jun 26, 2017
Gregory Michael ThornLPL Financial LLC otherSunbelt Securities otherOtherNov 17, 2016Nov 1, 2016
Ryan Patrick McdonnellLPL Financial LLC otherSunbelt Securities otherOtherNov 17, 2016Oct 25, 2016
Michael LewisLPL Financial LLC otherSunbelt Securities otherOtherNov 17, 2016Oct 25, 2016
Brock Aaron CarlinMorgan Stanley wirehouseSunbelt Securities otherOtherMar 7, 2016Feb 19, 2016
Hailey A ThornLPL Financial LLC otherSunbelt Securities independent RIAOtherMar 3, 2016Nov 14, 2019 (1351 d)
Dagny YoungEdi Investment Advisor Corporation unclassifiedSunbelt Securities otherOtherJan 4, 2016Feb 18, 2016 (45 d)
Cecil Bailey ByersWells Fargo Advisors wirehouseSunbelt Securities otherOtherAug 27, 2015Oct 5, 2015 (39 d)
Kenneth Eugene ShadeChestnut Financial Advisers, Inc. unclassifiedSunbelt Securities independent RIAOtherNov 18, 2013Sep 5, 2019 (2117 d)
Minor Dale ShoresLPL Financial LLC otherSunbelt Securities otherOtherAug 3, 2012Jul 16, 2012
Belinda Gail AucoinMilkie/Ferguson Investments, Inc. unclassifiedSunbelt Securities otherOtherJun 26, 2012Jun 20, 2012
Kelly Brian ReavisMilkie/Ferguson Investments, Inc. unclassifiedSunbelt Securities otherOtherJun 18, 2012Jul 11, 2012
Shelley Camille Morrison-PhelpsChase Investment Services Corp. otherSunbelt Securities otherOtherApr 20, 2012Sep 26, 2012 (159 d)
Richard Neil Chamberlain1st Global Advisors Inc otherSunbelt Securities independent RIAOtherNov 28, 2011Dec 17, 2018 (2576 d)
Gaylord ChaseMorgan Stanley wirehouseSunbelt Securities otherOtherSep 22, 2011Aug 26, 2011
Thomas Preston BrashearEvolve Investment Advisors unclassifiedSunbelt Securities otherOtherJan 27, 2011Dec 15, 2010
Kerry Mark RigdonEvolve Investment Advisors unclassifiedSunbelt Securities otherOtherJan 25, 2011Jan 4, 2011
Roy Alan LongoriaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSunbelt Securities otherOtherSep 21, 2010Sep 10, 2010
Bradley Frank LaknerEdward Jones national BDSunbelt Securities otherOtherAug 4, 2010Oct 24, 2011 (446 d)
William Rowntree HowardAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherJun 7, 2010Jun 4, 2010
Kyle Lee JuddAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherApr 22, 2010Apr 16, 2010
James Harold ReddishAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherApr 22, 2010Apr 19, 2010
Charles William BinghamAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherApr 15, 2010Apr 9, 2010
Jack Edward HirschmanAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherMar 22, 2010Mar 30, 2010
Richard Chadwick WaitsAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherMar 16, 2010Mar 12, 2010
Raya Prabhakar KulkarniAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherMar 16, 2010Mar 5, 2010
Frank Joseph MarroneAmeriprise Financial Services, LLC national BDSunbelt Securities otherOtherMar 16, 2010Mar 5, 2010
Chandis D FergusonMorgan Stanley wirehouseSunbelt Securities otherOtherNov 18, 2009Oct 12, 2011 (693 d)
Kenneth Reagan BarryUBS Financial Services Inc. wirehouseSunbelt Securities otherOtherMay 13, 2009May 22, 2009
John Elmer FleckensteinUsf Advisors, LLC unclassifiedSunbelt Securities otherOtherMar 6, 2009Apr 27, 2009 (52 d)
Dwayne Mark TidwellUsf Alternative Services, LLC unclassifiedSunbelt Securities otherOtherMar 6, 2009Mar 10, 2009
Charles William RawlUsf Alternative Services, LLC unclassifiedSunbelt Securities otherOtherFeb 20, 2009Mar 10, 2009
Raymond Joseph MillerUsf Advisors, LLC unclassifiedSunbelt Securities otherOtherDec 31, 2008Feb 2, 2009 (33 d)
David Walter OsborneOsborne Advisors, Inc. unclassifiedSunbelt Securities independent RIAOtherOct 3, 2006Jun 28, 2019 (4651 d)
Stephen Wymer McbrideOxford Advisors Corporation unclassifiedSunbelt Securities BD affiliatedOtherDec 31, 2004Aug 8, 2023 (6794 d)
Lisa Lee GesinChase Investment Services Corp. otherSunbelt Securities otherOtherFeb 6, 2004Sep 6, 2007 (1308 d)
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59 moves match.