DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Insight Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Augusto German Medal TrinidadInsigneo Advisory Services, LLC mixed wealthInsight Securities, Inc. mixed wealthRIA to RIAMar 7, 2022Feb 14, 2022
Augusto German MedalInsigneo Advisory Services, LLC mixed wealthInsight Securities, Inc. mixed wealthRIA to RIAJan 27, 2022May 15, 2023 (473 d)
Simon K ChanCitigroup Global Markets Inc. BD affiliatedInsight Securities, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 20, 2021Aug 5, 2021
Anthony FornataleFidelity Personal And Workplace Advisors BD affiliatedInsight Securities, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAApr 29, 2021Aug 12, 2021 (105 d)
Salvador Roberto Diaz-BazanDiaz-Bazan Asset Management LLC unclassifiedInsight Securities, Inc. otherOtherDec 9, 2019Sep 11, 2017
Nilda Melgarejo De BoyrieCharles Schwab & Co., Inc. national BDInsight Securities, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 3, 2019Apr 14, 2021 (498 d)
Geoffrey Paul TullyKawa Capital Management, Inc. otherInsight Securities, Inc. mixed wealthOtherOct 10, 2019Nov 4, 2019
Melvin SaballosInsigneo Advisory Services, LLC mixed wealthInsight Securities, Inc. independent RIARIA to RIASep 9, 2019Sep 20, 2019
Daniel HerreraSan Juan Investments LLC unclassifiedInsight Securities, Inc. mixed wealthOtherMay 7, 2019Mar 1, 2021 (664 d)
Frederick Maximilian KortUBS Financial Services Inc. wirehouseInsight Securities, Inc. otherOtherJun 6, 2018May 10, 2018
Augusto German MedalInsigneo Advisory Services, LLC BD affiliatedInsight Securities, Inc. otherOtherMay 8, 2018May 7, 2018
Augusto German Medal TrinidadInsigneo Advisory Services, LLC BD affiliatedInsight Securities, Inc. otherOtherMay 8, 2018Apr 11, 2018
Ignacio Mario SevesoInsigneo Advisory Services, LLC otherInsight Securities, Inc. otherOtherJan 22, 2018Apr 16, 2018 (84 d)
Larry Raphael RozasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInsight Securities, Inc. otherOtherJun 28, 2017Jan 23, 2018 (209 d)
Diego De La LamaRaymond James & Associates, Inc. national BDInsight Securities, Inc. otherOtherApr 26, 2017Apr 25, 2017
Kevin Joseph StoutMorgan Stanley wirehouseInsight Securities, Inc. otherOtherJan 31, 2017Feb 16, 2017
Fernando Javier PouEfg Capital Advisors Inc. otherInsight Securities, Inc. otherOtherJun 22, 2016Sep 14, 2017 (449 d)
James Field RudwallMorgan Stanley wirehouseInsight Securities, Inc. otherOtherApr 26, 2016Jul 11, 2016 (76 d)
Michael Joseph VillanuevaAgg Asset Management, LLC state registeredInsight Securities, Inc. otherOtherAug 5, 2015Oct 28, 2015 (84 d)
Brett Alan BeckerWaddell & Reed otherInsight Securities, Inc. otherOtherFeb 13, 2015Mar 23, 2015 (38 d)
Carmen A VasquezCitigroup Global Markets Inc. otherInsight Securities, Inc. otherOtherNov 6, 2014Jan 27, 2016 (447 d)
Omar James GaafarCitigroup Global Markets Inc. otherInsight Securities, Inc. otherOtherSep 26, 2014Sep 23, 2014
Roberto HernandezWells Fargo Advisors wirehouseInsight Securities, Inc. otherOtherAug 5, 2014Oct 29, 2014 (85 d)
Fermin Alberto MesinaJ.P. Morgan Securities LLC wirehouseInsight Securities, Inc. otherOtherMay 9, 2014May 8, 2014
Iris SanguinettiUBS Financial Services Inc. wirehouseInsight Securities, Inc. otherOtherAug 24, 2012May 2, 2013 (251 d)
Frank GarciaRaymond James & Associates, Inc. national BDInsight Securities, Inc. otherOtherMar 19, 2012May 13, 2013 (420 d)
Rene Antonio NegronEquitable Advisors, LLC national BDInsight Securities, Inc. otherOtherNov 30, 2010Dec 13, 2010
Michael H LegetteJ.P. Morgan Clearing Corp. otherInsight Securities, Inc. otherOtherAug 16, 2010Jun 11, 2014 (1395 d)
Lesley WinstonNfp Advisor Services, LLC otherInsight Securities, Inc. otherOtherJun 2, 2010Jun 30, 2010
Erika Maria BadilloMorgan Stanley wirehouseInsight Securities, Inc. otherOtherApr 14, 2010Sep 26, 2016 (2357 d)
Michael Adam BemorasSunset Partners Capital Management, LLC otherInsight Securities, Inc. otherOtherMar 5, 2010Mar 16, 2010
Carlos Javier LegaspyPrecise Investment Management, LLC unclassifiedInsight Securities, Inc. otherOtherAug 5, 2009Aug 10, 2009
Gaston Ernesto GuerreroPrecise Investment Management, LLC unclassifiedInsight Securities, Inc. otherOtherAug 5, 2009Aug 6, 2009
Ricardo LlanosPrecise Investment Management, LLC unclassifiedInsight Securities, Inc. otherOtherAug 5, 2009Aug 6, 2009
Myrna Estela ChaviraPrecise Investment Management, LLC unclassifiedInsight Securities, Inc. otherOtherAug 5, 2009Aug 6, 2009
Lawrence Julian ShawAmeriprise Financial Services, LLC national BDInsight Securities, Inc. otherOtherJun 22, 2009Jun 30, 2009
Jennifer Rebecca TaubAmeriprise Financial Services, LLC national BDInsight Securities, Inc. otherOtherJun 22, 2009Jun 25, 2009
Michael S GregoryUBS Financial Services Inc. wirehouseInsight Securities, Inc. otherOtherMar 7, 2008Aug 6, 2008 (152 d)
Mary Kathryn Gerace CarletonIc Advisory Services, Inc. otherInsight Securities, Inc. otherOtherApr 3, 2007Oct 6, 2010 (1282 d)
Oscar David Flores De ValgazMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInsight Securities, Inc. otherOtherJan 9, 2006Jul 26, 2016 (3851 d)
Zuri IdoetaWells Fargo Advisors wirehouseInsight Securities, Inc. otherOtherAug 1, 2003Aug 29, 2006 (1124 d)
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41 moves match.