DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “RAYMOND JAMES & ASSOCIATES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC no RAUM | Fairfield, Ct | 11 | 1 | 1 | 0 | 9.1% | |||
| LPL FINANCIAL LLC BD affiliated | North Charleston, Sc | 11 | 2 | 1 | +1 | 9.1% | |||
| FIRST COMMAND ADVISORY SERVICES BD affiliated | Pensacola, Fl | 11 | 3 | 1 | +2 | 9.1% | |||
| L•• F•••••••• L•• BD affiliated | Panama City, Fl | 11 | 4 | 1 | +3 | 9.1% | |||
| E••••• J•••• national BD | Keene, Nh | 11 | 2 | 1 | +1 | 9.1% | |||
| S•••••• C•••••• P••••••• independent RIA | Omaha, Ne · principal | 11 | 6 | 1 | +5 | 9.1% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Addison, Tx | 11 | 1 | 1 | 0 | 9.1% | |||
| L•• F•••••••• L•• BD affiliated | Monterey, Ca | 11 | 2 | 1 | +1 | 9.1% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Colorado Spgs, Co | 11 | 3 | 1 | +2 | 9.1% | |||
| E••••• J•••• national BD | Cumming, Ga | 11 | 1 | 1 | 0 | 9.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Topeka, Ks | 11 | 1 | 1 | 0 | 9.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | North Providence, Ri | 11 | 0 | 1 | -1 | 9.1% | |||
| L•• F•••••••• L•• BD affiliated | Toms River, Nj | 11 | 1 | 1 | 0 | 9.1% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Downers Grove, Il | 11 | 0 | 1 | -1 | 9.1% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Dallas, Tx | 11 | 1 | 1 | 0 | 9.1% | |||
| G• W••••• M••••••••• R••• L•• independent RIA | San Francisco, Ca | 11 | 3 | 1 | +2 | 9.1% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Blaine, Mn | 11 | 3 | 1 | +2 | 9.1% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Lincoln, Ne | 10 | 1 | 1 | 0 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Leawood, Ks | 10 | 2 | 1 | +1 | 10% | 1 | ||
| A•••• W••••• A••••••• independent RIA | Logan, Ut · principal | 10 | 3 | 1 | +2 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Hillsboro, Or | 10 | 1 | 1 | 0 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Hagerstown, Md | 10 | 2 | 1 | +1 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Garden City, Ny | 10 | 0 | 1 | -1 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | The Villages, Fl | 10 | 1 | 1 | 0 | 10% | |||
| I•••••• S••••••••• I••• mixed wealth | Highland Park, Il · principal | 10 | 0 | 1 | -1 | 10% | |||
| C••••• A•••• M••••••••• L•• institutional | New York, Ny · principal | 10 | 0 | 1 | -1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Lewes, De | 10 | 0 | 1 | -1 | 10% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Rogers, Ar | 10 | 0 | 1 | -1 | 10% | |||
| P•••••••• F•••••••• S••••••• independent RIA | Mine Hill, Nj · principal | 10 | 0 | 1 | -1 | 10% | |||
| M•••••••• W••• A•••• M••••••••• L•• independent RIA | Los Angeles, Ca · principal | 10 | 1 | 1 | 0 | 10% | |||
| E••••• J•••• national BD | Estero, Fl | 10 | 1 | 1 | 0 | 10% | |||
| E••••• J•••• national BD | Escanaba, Mi | 10 | 1 | 1 | 0 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Mountain Brook, Al | 10 | 1 | 1 | 0 | 10% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Portland, Or | 10 | 2 | 1 | +1 | 10% | 1 | ||
| S•••• P•••• A•••••••• L•• independent RIA | Brielle, Nj · principal | 10 | 1 | 1 | 0 | 10% | |||
| R•• C•••••• M••••••• L•• national BD | Woodbury, Mn | 10 | 1 | 1 | 0 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Los Gatos, Ca | 10 | 3 | 1 | +2 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Greenville, De | 10 | 0 | 1 | -1 | 10% | |||
| F••••••• A•••• M••••••••• L•• independent RIA | Clearwater, Fl · principal | 10 | 2 | 1 | +1 | 10% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Fairfax, Va | 10 | 2 | 1 | +1 | 10% | |||
| F••••• M••••• L•• institutional | New York, Ny · principal | 10 | 0 | 1 | -1 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Carmel, Ca | 10 | 3 | 1 | +2 | 10% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Asheville, Nc | 10 | 1 | 1 | 0 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Lake Forest, Il | 10 | 0 | 1 | -1 | 10% | |||
| C••••• W••••• M••••••••• L•• independent RIA | Summit, Nj · principal | 10 | 2 | 1 | +1 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Gadsden, Al | 10 | 1 | 1 | 0 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Cypress, Tx | 10 | 2 | 1 | +1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Urbandale, Ia | 10 | 3 | 1 | +2 | 10% | |||
| O•••• W•••••• I••• BD affiliated | Provo, Ut | 10 | 4 | 1 | +3 | 10% | |||
| E••••• J•••• national BD | Ames, Ia | 10 | 1 | 1 | 0 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Franklin, Wi | 10 | 1 | 1 | 0 | 10% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Mobile, Al | 10 | 1 | 1 | 0 | 10% | |||
| F•••• C••••••• A•••• M••••••••• I•• bank affiliated | Charlotte, Nc | 10 | 4 | 1 | +3 | 10% | |||
| O•••• W•••••• I••• BD affiliated | Grandville, Mi | 10 | 0 | 1 | -1 | 10% | |||
| C••••• F•••••••• G••••• I••• independent RIA | San Diego, Ca · principal | 10 | 3 | 1 | +2 | 10% | |||
| E••••• J•••• national BD | St Charles, Il | 10 | 0 | 1 | -1 | 10% | |||
| O•••• W•••••• I••• BD affiliated | Bend, Or | 10 | 0 | 1 | -1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Flowood, Ms | 10 | 0 | 1 | -1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Edwardsville, Il | 10 | 2 | 1 | +1 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Fort Lauderdale, Fl | 10 | 3 | 1 | +2 | 10% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.