DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “SECURITIES AMERICA ADVISORS, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED national BD | Fresno, Ca | 7 | 1 | 1 | 0 | 14% | |||
| J.P. MORGAN SECURITIES LLC wirehouse | Round Rock, Tx | 7 | 2 | 1 | +1 | 14% | |||
| LPL FINANCIAL LLC BD affiliated | Lawrenceville, Ga | 7 | 0 | 1 | -1 | 14% | |||
| EDWARD JONES national BD | Sierra Vista, Az | 7 | 0 | 1 | -1 | 14% | |||
| EDWARD JONES national BD | Shakopee, Mn | 7 | 1 | 1 | 0 | 14% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Irving, Tx | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Rogers, Ar | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Rancho Cucamonga, Ca | 7 | 3 | 1 | +2 | 14% | 1 | ||
| E••••• J•••• national BD | Orland Park, Il | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Newtown, Pa | 7 | 2 | 1 | +1 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tupelo, Ms | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Upper Montclair, Nj | 7 | 1 | 1 | 0 | 14% | |||
| E••••• J•••• national BD | Montgomery, Tx | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Teaneck, Nj | 7 | 1 | 1 | 0 | 14% | |||
| E••••• J•••• national BD | Marion, Ia | 7 | 1 | 1 | 0 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Kailua Kona, Hi | 7 | 3 | 1 | +2 | 14% | 1 | ||
| C•••••• S••••• • C••• I••• brokerage advisory | Huntersville, Nc | 7 | 1 | 1 | 0 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Hoboken, Nj | 7 | 0 | 1 | -1 | 14% | |||
| S•••• I••••••••• C••••••••• I•• independent RIA | Winston S••••, Nc · principal | 7 | 1 | 1 | 0 | 14% | |||
| E••••• J•••• national BD | Los Altos, Ca | 7 | 1 | 1 | 0 | 14% | |||
| E••••• J•••• national BD | Laguna Hills, Ca | 7 | 0 | 1 | -1 | 14% | |||
| E•••• S••••••••• L•• BD affiliated | Wichita, Ks | 7 | 2 | 1 | +1 | 14% | |||
| M•• S••••••••• L•• no RAUM | New York, Ny · principal | 7 | 2 | 1 | +1 | 14% | |||
| F•••••••• H•••••• W••••• A••••••• independent RIA | Winter Park, Fl · principal | 7 | 3 | 1 | +2 | 14% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Wauwatosa, Wi | 7 | 0 | 1 | -1 | 14% | |||
| R•• I••••••••• A••••••• independent RIA | West Hartford, Ct · principal | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Frankfort, Il | 7 | 1 | 1 | 0 | 14% | |||
| P•••• C•••••• M••••••••• L•• independent RIA | New York, Ny · principal | 7 | 1 | 1 | 0 | 14% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Albany, Ny | 7 | 0 | 1 | -1 | 14% | |||
| B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated | Alpharetta, Ga | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Easley, Sc | 7 | 1 | 1 | 0 | 14% | |||
| E••••• J•••• national BD | Chula Vista, Ca | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Elkhorn, Ne | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Casper, Wy | 7 | 0 | 1 | -1 | 14% | |||
| E•••••••• A•••••••• L•• BD affiliated | Warwick, Ri | 7 | 2 | 1 | +1 | 14% | |||
| E•••• S••••••••• L•• BD affiliated | Horsham, Pa | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Bowling Green, Ky | 7 | 0 | 1 | -1 | 14% | |||
| H••••••• W••••• M••••••••• independent RIA | Boise, Id · principal | 7 | 0 | 1 | -1 | 14% | |||
| B••• C•••••• L•• independent RIA | Rehoboth Beach, De · principal | 7 | 0 | 1 | -1 | 14% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | San Diego, Ca | 7 | 1 | 1 | 0 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Cottage Grove, Wi | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Athens, Al | 7 | 1 | 1 | 0 | 14% | |||
| E••••• J•••• national BD | Alexandria, La | 7 | 0 | 1 | -1 | 14% | |||
| A••••••• W••••• A•••••• S•••••••• asset manager | Charlotte, Nc · principal | 7 | 1 | 1 | 0 | 14% | |||
| O•••• W•••••• I••• BD affiliated | Vista, Ca | 7 | 0 | 1 | -1 | 14% | |||
| O•••• W•••••• I••• BD affiliated | Sudbury, Ma | 7 | 0 | 1 | -1 | 14% | |||
| C••••• A••••••• I•• independent RIA | New York, Ny · principal | 7 | 0 | 1 | -1 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Kennesaw, Ga | 7 | 2 | 1 | +1 | 14% | |||
| S•••••••• A••••••• L•• brokerage advisory | Tempe, Az | 7 | 0 | 1 | -1 | 14% | |||
| S•• BD affiliated | Colorado Springs, Co | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | High Point, Nc | 7 | 2 | 1 | +1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Bettendorf, Ia | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Hamilton, Nj | 7 | 0 | 1 | -1 | 14% | |||
| T••••••• B•••••• A•• R••••••••• A••••••• institutional | Rensselaer, Ny · principal | 7 | 1 | 1 | 0 | 14% | |||
| P•••••••• A••••••• BD affiliated | Green Bay, Wi | 7 | 2 | 1 | +1 | 14% | |||
| O•••• I••••••••• I••• BD affiliated | Brooklyn, Ny | 7 | 1 | 1 | 0 | 14% | |||
| S••••••• BD affiliated | Charlotte, Nc | 7 | 2 | 1 | +1 | 14% | |||
| P•••••••• A••••••• BD affiliated | Lake Worth, Fl | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Abilene, Tx | 7 | 0 | 1 | -1 | 14% | |||
| W•••• F•••• A••••••• BD affiliated | Staten Island, Ny | 7 | 0 | 1 | -1 | 14% | 1 |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.