DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PACTOLUS independent RIA | $188M | +2.9% | 5 | $37.6M | 62% | 100% | 1 | ||
| QUANTITATIVE ASSET MANAGEMENT, LLC independent RIA | $187M | +15% | 2 | $93.7M | 93% | 79% | 77 | 1 | |
| SECURE PLANNING independent RIA | $187M | +10% | 4 | $46.8M | 100% | 34% | 132 | 2 | |
| C•••• • A••••••••• I••• BD affiliated | $181M | +21% | 33 | $5.5M | 90% | 61% | 10 | 10 | |
| J• F•••••• • A••••••••• independent RIA | $175M | 1 | $175M | 81% | 57% | 345 | 1 | ||
| J••••• W••••• A•••••••• I••• independent RIA | $174M | +1.9% | 3 | $57.9M | 95% | 89% | 46 | 1 | |
| T••••• L••••• • W•••••••• L•• independent RIA | $173M | +7.1% | 2 | $86.6M | 54% | 91% | 23 | 3 | |
| L•••••• C•••••• C••••••••• independent RIA | $170M | +8.8% | 2 | $85.0M | 100% | 92% | 51 | 1 | |
| G••••• B•••••••• S•••••••• I••• independent RIA | $163M | 6 | $27.1M | 100% | 42% | 62 | 5 | ||
| Q•••• C•••••• M••••••••• mixed wealth | $162M | +9.8% | 8 | $20.3M | 39% | 100% | 10 | 1 | |
| F••••••••• S••••• D•• S••••• F•••••••• • A••••••••• independent RIA | $160M | +15% | 1 | $160M | 100% | 100% | 1 | ||
| H••••• D•••• I••••••••• independent RIA | $158M | +20% | 8 | $19.8M | 97% | 21% | 38 | 1 | |
| J••••• I••••••••• C•••••• independent RIA | $158M | +21% | 5 | $31.5M | 100% | 47% | 42 | 1 | |
| U•••• C•••••• C•••••• independent RIA | $150M | -15% | 9 | $16.7M | 100% | 51% | 46 | 1 | |
| W••••• H••••• • C•• independent RIA | $145M | +9.3% | 4 | $36.2M | 91% | 80% | 34 | 2 | |
| S••••• M••••••••• L•• asset manager | $145M | 0.0% | 1 | 6 | |||||
| J•••• I• B•••• • C•••••• independent RIA | $144M | +1.0% | 2 | $72.0M | 100% | 79% | 65 | 1 | |
| A••••••• F•••••••• A•••••••• L•• BD affiliated | $142M | +74% | 330 | $431,370 | 100% | 68 | |||
| S••••••••• C••••••• I••• independent RIA | $142M | +15% | 10 | $14.2M | 100% | 44% | 47 | 9 | |
| S••••• S••••• C•••••• L•• independent RIA | $140M | +38% | 2 | $70.2M | 62% | 85% | 40 | 1 | |
| T•• S•••• S• J•••• C•••••• independent RIA | $139M | +11% | 3 | $46.5M | 100% | 88% | 46 | 1 | |
| L•••••• S••••••••• I••• independent RIA | $138M | 15 | $9.2M | 100% | 100% | 11 | |||
| V••••• I••••••••• A•••••••• L•• independent RIA | $137M | +17% | 9 | $15.3M | 98% | 85% | 14 | 5 | |
| H••••• A•• C••••••• I••• independent RIA | $137M | +11% | 3 | $45.7M | 100% | 3 | |||
| C••••••••• C•••••• S••••••••• I••• independent RIA | $137M | +9.8% | 16 | $8.6M | 100% | 64% | 12 | 11 | |
| J• K• R• • C••••••• I••• independent RIA | $136M | 5 | $27.3M | 100% | 63% | 19 | 6 | ||
| S•• B•••••• F•••••••• S•••••••• I••• BD affiliated | $136M | +1.4% | 31 | $4.4M | 100% | 26% | 26 | 31 | |
| C•••••••• G•••••• W••••• M••••••••• independent RIA | $135M | +73% | 12 | $11.3M | 99% | 88% | 6 | 7 | |
| 1•• D••••••• B••••••••• I••• independent RIA | $131M | 8 | $16.4M | 97% | 92% | 27 | 3 | ||
| D•• A•••••• G••••• I••• independent RIA | $131M | +42% | 19 | $6.9M | 100% | 62% | 27 | 2 | |
| L•••••• D•••••• I••••••••• L•• independent RIA | $131M | 8 | $16.3M | 100% | 2 | ||||
| H•••••• C•••••• M••••••••• L• asset manager | $130M | -17% | 1 | $130M | 0.0% | 1 | 1 | ||
| R• F• L••••••• • C••• I••• BD affiliated | $130M | -15% | 15 | $8.7M | 100% | 100% | 2 | ||
| H••••• H••••••• C•••••• M••••••••• I••• independent RIA | $129M | +5.7% | 12 | $10.7M | 96% | 25% | 24 | 2 | |
| B•• S••••••••• L•• independent RIA | $128M | -4.0% | 3 | $42.8M | 98% | 88% | 34 | 1 | |
| C•••• • P••••• independent RIA | $126M | -48% | 1 | $126M | 88% | 67% | 213 | 4 | |
| W•••• F•••••••• G•••• I••• independent RIA | $123M | 6 | $20.5M | 100% | 96% | 9 | 4 | ||
| I••••••••• C•••••• C••• I••• independent RIA | $119M | 19 | $6.2M | 100% | 37% | 16 | 6 | ||
| B•••••• S••••••••• L•• independent RIA | $117M | +26% | 3 | $39.1M | 100% | 59% | 58 | 1 | |
| F•••• G••••••••• S••••••••• I•• independent RIA | $116M | 2 | $57.9M | 100% | 65% | 62 | 1 | ||
| C• S••••••••• L•• independent RIA | $113M | 3 | $37.8M | 100% | 95% | 48 | 1 | ||
| P•••••• I••••••••• C•••••• independent RIA | $107M | 2 | $53.5M | 65% | 97% | 14 | 2 | ||
| C•••••• T•••• • C••••••• I••• independent RIA | $104M | -6.6% | 17 | $6.1M | 98% | 80% | 10 | 2 | |
| A•••• C•••••• independent RIA | $104M | 6 | $17.3M | 77% | 100% | 1 | |||
| F•••••••• C••••••• L•• independent RIA | $99.9M | -18% | 100% | 100% | 1 | ||||
| G•••••• N•••• • C••• I••• independent RIA | $98.4M | +2.6% | 2 | $49.2M | 94% | 93% | 42 | 1 | |
| B•••••••• A•••••••• I••• independent RIA | $97.1M | -9.0% | 2 | $48.5M | 96% | 40% | 125 | 1 | |
| I•••••• S••••••••• I••• mixed wealth | $94.2M | +17% | 19 | $5.0M | 41% | 81% | 2 | 6 | |
| M••••• C•••••• M••••••••• C•• asset manager | $90.7M | -10% | 4 | $22.7M | 3.7% | 4 | |||
| I•• F•••••••• S•••••••• I•• independent RIA | $87.7M | -51% | 19 | $4.6M | 85% | 24% | 26 | 1 | |
| Q••••• W•••• A•••••••• L•• independent RIA | $87.3M | +94% | 31 | $2.8M | 89% | 48% | 8 | 7 | |
| I••••••••• F•••••••• S•••••••• I••• independent RIA | $85.4M | -35% | 12 | $7.1M | 100% | 13% | 23 | 10 | |
| R••••• W••••• M••••••••• L•• independent RIA | $78.3M | +2.0% | 6 | $13.0M | 100% | 49% | 17 | 3 | |
| N•• F••••••••• L•• independent RIA | $71.9M | 1 | $71.9M | 100% | 75% | 112 | 1 | ||
| M•••••• G••••• A••••••• L•• independent RIA | $71.4M | -11% | 8 | $8.9M | 92% | 47% | 29 | 1 | |
| W••••••• C••••••• I••• independent RIA | $53.1M | +12% | 10 | $5.3M | 100% | 4 | |||
| P••••••• A•••• S••••••••• I••• independent RIA | $50.6M | +12% | 80% | 76% | 1 | ||||
| S•••••• A••••••• L•• independent RIA | $35.3M | +93% | 14 | $2.5M | 100% | 15% | 8 | 2 | |
| B••••••• S••••••••• I••• independent RIA | $33.6M | +31% | 3 | $11.2M | 100% | 38% | 23 | 2 | |
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | $32.0M | +32% | 283 | $113,200 | 100% | 74% | 24 | 92 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.