DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HAZLETT WEALTH MANAGEMENT LLC independent RIA | $160M | 1 | $160M | 100% | 100% | 1 | |||
| FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES independent RIA | $160M | +15% | 1 | $160M | 100% | 100% | 1 | ||
| SEQUOIA PLANNING & INVESTMENTS LLC independent RIA | $160M | -1.3% | 1 | $160M | 100% | 98% | 30 | 1 | |
| K••••••••• F•••••••• A••••••• L•• independent RIA | $160M | +14% | 2 | $80.0M | 100% | 91% | 46 | 1 | |
| B••• W•••• C•••••• M••••••••• L•• independent RIA | $160M | +14% | 2 | $79.9M | 99% | 86% | 53 | 1 | |
| S••••• I••••••••• L•• independent RIA | $160M | +12% | 3 | $53.2M | 72% | 84% | 25 | 1 | |
| R••• • P••••• F•••••••• S•••••••• L•• independent RIA | $160M | +8.9% | 3 | $53.2M | 96% | 62% | 176 | 1 | |
| W•••••••• A•••• M••••••••• independent RIA | $160M | +23% | 1 | $160M | 60% | 70% | 313 | 1 | |
| M•••••• W••••• M••••••••• I•• independent RIA | $160M | +11% | 3 | $53.2M | 100% | 48% | 159 | 1 | |
| Z•••• F•••••••• I••• independent RIA | $160M | +11% | 1 | $160M | 99% | 91% | 128 | 1 | |
| R••••••••• S•••••••• G•••• independent RIA | $160M | 3 | $53.2M | 98% | 64% | 100 | 1 | ||
| R••••••••• A•••••••• I••• independent RIA | $160M | +7.4% | 1 | $160M | 100% | 82% | 185 | 1 | |
| S••••••• I••••••••• C••••••••• S•••••••• L•• independent RIA | $160M | 2 | $79.8M | 60% | 95% | 19 | 1 | ||
| A•••• A•••• M••••••••• L•• independent RIA | $159M | +6.1% | 1 | $159M | 94% | 97% | 74 | 1 | |
| F•••• F•••••••• S••••••• I•• independent RIA | $159M | +11% | 2 | $79.6M | 96% | 79% | 67 | 1 | |
| U••••• F•••••••• • T•• S•••••••• L•• independent RIA | $159M | +33% | 3 | $53.1M | 100% | 21% | 220 | 1 | |
| S••••• F•••••••• G•••• L•• independent RIA | $159M | +26% | 2 | $79.6M | 100% | 66% | 107 | 1 | |
| M••••• I••••••••• M••••••••• L•• independent RIA | $159M | +8.4% | 1 | $159M | 97% | 97% | 43 | 1 | |
| M••••• D••••• P•••••••• L•• independent RIA | $159M | +30% | 2 | $79.6M | 100% | 72% | 77 | 1 | |
| H•••••• F•••••••• G••••• L•• independent RIA | $159M | 3 | $53.0M | 100% | 66% | 84 | 1 | ||
| H•• W••••• M••••••••• L•• independent RIA | $159M | +34% | 2 | $79.6M | 100% | 46% | 270 | 1 | |
| S•• F•••••••• S••••••••• independent RIA | $159M | +6.1% | 1 | $159M | 92% | 69% | 217 | 1 | |
| S•••••• W••••• P••••••• L•• independent RIA | $159M | +14% | 3 | $53.0M | 100% | 76% | 58 | 1 | |
| R••• P•••••• • A••••••••• L•• D•••• S•••••••• W••••• A••••••• independent RIA | $159M | +8.4% | 3 | $53.0M | 98% | 89% | 96 | 1 | |
| R••••••••• I••••• S••••••••• L•• independent RIA | $159M | +2.9% | 1 | $159M | 100% | 33% | 339 | 4 | |
| G••••••••• P••••••• asset manager | $159M | +2.6% | 1 | $159M | 0.0% | 1 | 8 | ||
| T••• W••••• M••••••••• L•• independent RIA | $159M | +19% | 1 | $159M | 100% | 50% | 362 | 1 | |
| P•••••• F•••••••• M••••••••• L•• independent RIA | $159M | +24% | 1 | $159M | 99% | 100% | 1 | 2 | |
| N•••• C•••••• M••••••••• mixed wealth | $159M | 1 | $159M | 29% | 98% | 12 | 1 | 2 | |
| S••••••• I••••••••• M••••••••• L•• independent RIA | $159M | +21% | 1 | $159M | 100% | 99% | 1 | ||
| B••••••• F•••••••• A••••••• L•• independent RIA | $158M | +16% | 1 | $158M | 100% | 91% | 63 | 1 | |
| S•••••• F•••••••• A••••••• S•••••••• L•• independent RIA | $158M | +14% | 3 | $52.8M | 100% | 84% | 59 | 1 | |
| B•• A••••••• L•• independent RIA | $158M | +5.9% | 2 | $79.2M | 99% | 86% | 63 | 1 | |
| A•• A•••••••• L•• independent RIA | $158M | +14% | 3 | $52.7M | 99% | 73% | 62 | 1 | |
| G••••• W••••• independent RIA | $158M | +19% | 3 | $52.7M | 94% | 53% | 105 | 1 | |
| F•••• W••••• M••••••••• I••• independent RIA | $158M | +24% | 1 | $158M | 100% | 77% | 379 | 1 | |
| G•••••• C•••••• G•••• independent RIA | $158M | +13% | 1 | $158M | 98% | 66% | 139 | 1 | |
| F•••• F•••••••• A••••••• independent RIA | $158M | +4.3% | 1 | $158M | 100% | 89% | 135 | 2 | |
| I••••••• F•••••••• P••••••• L•• independent RIA | $158M | +14% | 1 | $158M | 100% | 98% | 70 | 3 | |
| G•••••• I••••••••• S••••••••• independent RIA | $158M | +25% | 2 | $79.0M | 58% | 65% | 131 | 1 | |
| S•••••••• W••••• M••••••••• L•• independent RIA | $158M | +21% | 2 | $78.9M | 99% | 81% | 87 | 1 | |
| W•••••••• F•••••••• independent RIA | $158M | +18% | 3 | $52.6M | 98% | 63% | 143 | 1 | |
| O•••••••• F•••••••• independent RIA | $158M | +0.5% | 1 | $158M | 86% | 92% | 58 | 2 | |
| A•••••• C•••••• independent RIA | $157M | +18% | 2 | $78.7M | 100% | 73% | 132 | 1 | |
| P••• W••••• M••••••••• L•• independent RIA | $157M | +20% | 2 | $78.7M | 99% | 97% | 29 | 1 | |
| V••••• F•••••••• P•••••••• L•• independent RIA | $157M | +22% | 1 | $157M | 100% | 100% | 1 | ||
| C••••••••• F••••••••• L•• independent RIA | $157M | +13% | 1 | $157M | 100% | 82% | 282 | 1 | |
| P•••• P••••••• A•• S•••••••• G•••• independent RIA | $157M | 3 | $52.3M | 100% | 1 | ||||
| C••••• F•••••••• M••••••••• I••• independent RIA | $157M | +19% | 1 | $157M | 100% | 100% | 40 | 1 | |
| L••••• A••••••• S•••••••• L•• independent RIA | $157M | +10% | 3 | $52.3M | 100% | 82% | 41 | 1 | |
| B••••••••• C•••••• independent RIA | $157M | +9.9% | 2 | $78.3M | 94% | 81% | 69 | 1 | |
| E•••••••• F•••••••• A•••••••• L•• independent RIA | $157M | +5.2% | 3 | $52.2M | 73% | 51% | 88 | 1 | |
| D•• A•••••••• L•• independent RIA | $157M | +5.5% | 1 | $157M | 100% | 96% | 15 | 1 | |
| D••• Q• R••• I••••••••• M••••••••• independent RIA | $157M | +18% | 1 | $157M | 94% | 85% | 108 | 2 | |
| S••• W••••• M••••••••• C••••••••• independent RIA | $156M | 1 | $156M | 100% | 72% | 117 | 2 | ||
| C•••• C•••••• A•••••••• L•• independent RIA | $156M | +2.4% | 1 | $156M | 95% | 100% | 1 | ||
| J• P•••••• W•••••• L•• independent RIA | $156M | +23% | 1 | $156M | 100% | 91% | 115 | 1 | |
| S••••••• I••••••••• M••••••••• independent RIA | $156M | 3 | $52.1M | 93% | 68% | 170 | 1 | ||
| P••••••• A•••• M••••••••• G••••• C••••••••• ••••• independent RIA | $156M | +19% | 2 | $78.2M | 86% | 57% | 117 | 1 | |
| P•••• W••••• L•• independent RIA | $156M | +4.8% | 1 | $156M | 99% | 85% | 105 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.