DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| REDEEM WEALTH MANAGEMENT independent RIA | $119M | 3 | $39.5M | 96% | 43% | 76 | 1 | ||
| CARDINAL ADVISERS LLC independent RIA | $119M | 1 | $119M | 100% | 95% | 46 | 1 | ||
| HMS FINANCIAL SERVICES, LLC independent RIA | $119M | +0.5% | 1 | $119M | 52% | 72% | 194 | 1 | |
| I••••••••• I•••••••• independent RIA | $119M | +9.2% | 1 | $119M | 97% | 71% | 95 | 1 | |
| S•••• • C• A••••••• L•• independent RIA | $118M | 1 | $118M | 97% | 83% | 206 | 1 | ||
| F•••••••• D•••••••• independent RIA | $118M | +12% | 3 | $39.4M | 100% | 87% | 26 | 1 | |
| T••• C••••••• L•• independent RIA | $118M | +15% | 3 | $39.4M | 99% | 93% | 55 | 1 | |
| L•• M••••••••• L• asset manager | $118M | 1 | $118M | 0.0% | 2 | 1 | |||
| C• A••••••• I••• independent RIA | $118M | 3 | $39.3M | 96% | 18% | 32 | 1 | ||
| S•••• F•••••••• P•••••••• L•• independent RIA | $118M | 1 | $118M | 100% | 94% | 53 | 1 | ||
| B••• S•• I••••••••• P•••••••• I••• independent RIA | $118M | 1 | $118M | 100% | 89% | 61 | 1 | ||
| I••••••••• • T•• S••••••••• I••• independent RIA | $118M | 1 | $118M | 100% | 11% | 350 | 3 | ||
| A•• W••••• M••••••••• L•• independent RIA | $118M | 2 | $59.0M | 98% | 61% | 83 | 1 | ||
| O•• L••• F•••••••• G••••• I••• independent RIA | $118M | 3 | $39.3M | 100% | 74% | 67 | 1 | ||
| G•• F•••••••• G••••• I••• independent RIA | $118M | 1 | $118M | 97% | 93% | 54 | 1 | ||
| A•• W••••• A•••••••• L•• independent RIA | $118M | 3 | $39.3M | 100% | 81% | 74 | 1 | ||
| A• G••••• A•••• M••••••••• L•• independent RIA | $118M | 2 | $58.9M | 78% | 99% | 1 | |||
| K••••••• • A••••••••• L•• I• independent RIA | $118M | 2 | $58.8M | 94% | 23% | 59 | 1 | ||
| W••••••••• F•••••••• A•••••••• L•• independent RIA | $117M | -23% | 2 | $58.7M | 100% | 55% | 101 | 1 | |
| C••• C•••••• L•• independent RIA | $117M | 3 | $39.1M | 96% | 86% | 26 | 1 | ||
| F•••••• A•••• M••••••••• L•• independent RIA | $117M | 2 | $58.7M | 59% | 81% | 37 | 1 | ||
| L••• B•••• I••• independent RIA | $117M | 1 | $117M | 100% | 94% | 61 | 1 | ||
| I•••••• W••••• A•••••••• L•• independent RIA | $117M | 2 | $58.7M | 97% | 90% | 29 | 1 | ||
| B•••••• S••••••••• L•• independent RIA | $117M | +26% | 3 | $39.1M | 100% | 59% | 58 | 1 | |
| P•• A••••••• independent RIA | $117M | +6.7% | 1 | $117M | 96% | 86% | 114 | 1 | |
| L••••• R••• F••••• O•••••• independent RIA | $117M | 1 | $117M | 100% | 100% | 4 | 1 | ||
| M•••••• F•••••••• S••••••••• independent RIA | $117M | 3 | $39.0M | 99% | 60% | 59 | 1 | ||
| G•••••••• F•••••••• • E••••• S•••••••• I••• independent RIA | $117M | +13% | 2 | $58.6M | 93% | 58% | 104 | 1 | |
| S••••••••• C•••••• A•••••••• I••• independent RIA | $117M | 2 | $58.5M | 99% | 90% | 45 | 1 | ||
| B•• C•••••• independent RIA | $117M | 1 | $117M | 100% | 100% | 1 | |||
| T•••••• A••••••• I•• independent RIA | $117M | +17% | 1 | $117M | 100% | 59% | 224 | 1 | |
| O••• F•••••••• L•• independent RIA | $117M | +11% | 1 | $117M | 94% | 67% | 526 | 1 | |
| I••••••••• M••••••• G••••• L•• independent RIA | $117M | 2 | $58.4M | 100% | 69% | 122 | 1 | ||
| N•• W••••• S•••••••• independent RIA | $117M | 3 | $38.9M | 100% | 61% | 46 | 1 | ||
| M••• P•••••• W•••••• L•• independent RIA | $117M | 1 | $117M | 100% | 65% | 207 | 2 | ||
| A••••••• C•••••• M••••••••• L•• independent RIA | $117M | +20% | 1 | $117M | 88% | 73% | 172 | 2 | |
| T•••••• W••••• M••••••••• L•• independent RIA | $117M | 3 | $38.9M | 82% | 84% | 26 | 1 | ||
| D•••••• T•••••• M••••••••• L••• independent RIA | $117M | +126% | 1 | $117M | 61% | 83% | 79 | 1 | |
| I•••••• W••••• independent RIA | $116M | 1 | $116M | 82% | 67% | 183 | 1 | ||
| L••• C•••••• M••••••••• L•• independent RIA | $116M | 2 | $58.2M | 98% | 68% | 106 | 1 | ||
| A••• A•••••••• L•• independent RIA | $116M | 1 | $116M | 84% | 84% | 72 | 1 | ||
| P••••••• W••••• M••••••••• independent RIA | $116M | -70% | 1 | $116M | 92% | 46% | 346 | 1 | |
| E•••• C•••••• M••••••••• I••• independent RIA | $116M | 1 | $116M | 95% | 30% | 178 | 1 | ||
| G••••••••• A•••• M••••••••• I••• mixed wealth | $116M | 1 | $116M | 40% | 85% | 81 | 3 | 1 | |
| F•••• L•••• W••••• A•••••••• L•• independent RIA | $116M | 2 | $58.1M | 95% | 82% | 47 | 1 | ||
| I••••••••• A••••••• L•• independent RIA | $116M | 2 | $58.1M | 100% | 89% | 41 | 1 | ||
| J•••• A•••• M••••••••• L•• independent RIA | $116M | 1 | $116M | 86% | 94% | 58 | 1 | ||
| C••••••• B•••••••• L•• independent RIA | $116M | 1 | $116M | 82% | 85% | 109 | 1 | ||
| S•••••• F•••••••• P••••••• independent RIA | $116M | 1 | $116M | 100% | 93% | 57 | 1 | ||
| S•••• F• A••••••• L•• independent RIA | $116M | -35% | 2 | $58.1M | 94% | 96% | 30 | 1 | |
| O•••••• C••• W••••• M••••••••• L•• independent RIA | $116M | 1 | $116M | 97% | 96% | 55 | 1 | ||
| R••••• I••••••••• A••••••• independent RIA | $116M | 2 | $58.0M | 100% | 30% | 337 | 1 | ||
| S•••••••• • C••••••• L•• mixed wealth | $116M | -8.0% | 1 | $116M | 48% | 87% | 18 | 1 | 1 |
| M•• A••••••• G•••• L•• independent RIA | $116M | 2 | $58.0M | 99% | 31% | 89 | 1 | ||
| N•• C••••••••• L•• independent RIA | $116M | 1 | $116M | 99% | 86% | 1 | |||
| P•••••• W••••• M••••••••• L•• independent RIA | $116M | 2 | $58.0M | 87% | 100% | 11 | 1 | ||
| P•••••• C•••••• G••••• L••• independent RIA | $116M | 2 | $58.0M | 100% | 95% | 32 | 1 | ||
| M••••• F•••••••• P••••••• independent RIA | $116M | 2 | $58.0M | 100% | 78% | 36 | 1 | ||
| F•••••••• A•••••••• L•• independent RIA | $116M | +21% | 2 | $58.0M | 100% | 1 | |||
| P•••••• A•••• M••••••••• I••• independent RIA | $116M | +4.6% | 1 | $116M | 99% | 90% | 60 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.